Lead Compliance Professional
3 weeks ago
We are seeking a highly experienced Chief Counsel to join our team at MMC Corporate. As a key member of our Legal and Compliance department, you will provide expert legal and regulatory guidance to the organization. The ideal candidate will have a deep understanding of FINRA rules and regulations, as well as excellent leadership and communication skills.
The role requires a JD degree, a Bachelor's degree, and 10+ years of experience in broker-dealer compliance. You will be responsible for leading the development and execution of strategic vision for compliance programs, ensuring they effectively manage risk and support business objectives.
Main Responsibilities:
- Lead and continually evolve MMA Securities, MMA Asset Management, and MMC Securities Compliance programs
- Provide legal and regulatory guidance for broker-dealer operations
- Plan and organize day-to-day compliance responsibilities
- Act as FINRA and SEC regulatory liaison for affiliated entities
What We Offer:
- Estimated salary range: $138,700 - $277,300
- Total rewards package including health and welfare benefits, tuition assistance, 401K savings, and employee assistance programs
-
IT Compliance and Governance Lead
3 weeks ago
Chicago, Illinois, United States McDonald's Corporation Full timeAbout the JobWe are seeking a highly skilled IT Compliance and Governance Lead to join our team at McDonald's Corporation. This role will involve working closely with various departments and stakeholders to ensure compliance and address any issues that arise.Key ResponsibilitiesDevelop and implement technology control systems to prevent or address violations...
-
Compliance and Security Lead
2 weeks ago
Chicago, Illinois, United States AbbVie Full timeJob ResponsibilitiesThe Compliance and Security Lead will oversee third-party risk landscape across the enterprise, ensuring data integrity and inventory management within our Third-Party Risk Management Technology. The successful candidate will have expertise in governance, risk, and compliance trends, with knowledge of best practices in information...
-
Lead Accountant
3 weeks ago
Chicago, Illinois, United States CRAIG SHAFFER & ASSOCIATES Full timeJob SummaryCRAIG SHAFFER & ASSOCIATES seeks a Lead Accountant to spearhead our tax compliance efforts. The successful candidate will have extensive experience in tax preparation, handle correspondence with government agencies, and manage monthly accounting tasks.This is an outstanding opportunity to lead a high-performing team and contribute to the growth of...
-
Global Compliance Audit Lead
2 weeks ago
Chicago, Illinois, United States AbbVie Full timeThe estimated annual salary for this role is $145,000 - $185,000.About AbbVieAbbVie is a leading global biopharmaceutical company driven by a mission to discover and deliver innovative medicines that solve serious health issues today and address the medical challenges of tomorrow.We strive to make a remarkable impact on people's lives across several key...
-
Compliance Project Manager Lead
2 weeks ago
Chicago, Illinois, United States Heartland Human Care Services Full time**Job Overview**We are seeking a highly skilled Compliance Project Manager to lead our quality assurance initiatives. As part of our team at Heartland Human Care Services, you will be responsible for developing and implementing quality assurance programs and serving as a project manager over compliance projects.With your expertise in regulatory requirements...
-
Chief of Registration and Compliance Lead
2 weeks ago
Chicago, Illinois, United States Illinois Secretary of State Full time**Job Title:** Chief of Registration, Examination and ComplianceWe are seeking a highly skilled professional to lead our Registration, Examination and Compliance Division as the Chief of Registration, Examination and Compliance. This role will oversee the development and implementation of policies, procedures, and systems related to securities registration...
-
Compliance and Risk Management Professional
2 weeks ago
Chicago, Illinois, United States Ascend Technologies Full timeAbout the RoleThis is a critical opportunity to join our team as a Compliance and Risk Management Professional. We are looking for an individual with 5+ years of experience in cybersecurity, framework alignment (CMMC, DFARS, NIST 800-171, NIST CSF, HIPAA, FDIC, GLBA, ISO 27001/2, CIS, etc.), and certifications like CISSP, CISA, CISM, CRISC, GLSC, GSTRT, or...
-
Information Security Compliance Manager Lead
2 weeks ago
Chicago, Illinois, United States Bank of America Full timeInformation Security Compliance Manager LeadAt Bank of America, we are seeking an experienced Information Security Compliance Manager Lead to join our team. In this role, you will be responsible for developing and supporting responses for audit, regulatory, and compliance requests.The ideal candidate will have prior experience in applying laws, rules,...
-
EHS Compliance and Permitting Professional
4 hours ago
Chicago, Illinois, United States Brown And Caldwell Full timeAt Brown and Caldwell, we are seeking a highly motivated EHS Compliance and Permitting Professional to join our compliance and permitting team. As an ideal candidate, you will have strong technical, written, and verbal skills, with the ability to work independently and as part of a diverse team of scientists and engineers.The successful candidate will have...
-
Senior Compliance Professional
2 days ago
Chicago, Illinois, United States Clark Construction Group, LLC Full timeJob Summary Clark Construction Group, LLC is seeking a Senior Compliance Professional to serve as the project compliance expert on a wide portfolio of government-funded construction projects. As a key member of our Project Compliance and Controls department, you will work alongside a dedicated team of highly trained compliance professionals to ensure our...
-
Regulatory Compliance Professional
2 days ago
Chicago, Illinois, United States Crowe LLP Full timeDiscover Your Opportunity: We are looking for a Regulatory Compliance Professional to join our team at Crowe LLP. As a Regulatory Compliance Professional, you will work remotely with a broad array of professionals who take pride in providing cutting-edge industry AML and regulatory compliance best practices to assist clients in administering a sound and...
-
Data Protection and Compliance Lead
3 weeks ago
Chicago, Illinois, United States American Institutes for Research Full timeAbout the PositionWe are seeking a highly skilled Data Protection and Compliance Lead to join our team at American Institutes for Research. As a key member of our security team, you will be responsible for ensuring the confidentiality, integrity, and availability of our sensitive information and systems.The successful candidate will have a strong background...
-
EHS Compliance Professional
2 weeks ago
Chicago, Illinois, United States AbbVie Full timeWe are seeking an accomplished EHS Compliance Professional to collaborate with us at AbbVie. As part of our mission to promote sustainability, you will focus on designing and executing effective EHS initiatives to mitigate operational risks, ensure internal compliance, and achieve exceptional results.
-
Senior Manager, Tax Compliance Lead
2 weeks ago
Chicago, Illinois, United States State of Massachusetts Full timeLead a Team of Tax ProfessionalsIn this senior management role, you will oversee the daily operations of the Multistate Transactional Tax Group in Chicago. As Director – Transactional Tax, you will manage around 35 employees and provide strategic direction to ensure quality service and efficient operations.About the RoleThe Department of Revenue is seeking...
-
Compliance and Tax Professional
3 weeks ago
Chicago, Illinois, United States Jobot Full timeTax Compliance Opportunity: Join our client, a respected firm in downtown Chicago, as a compliance and tax professional. With a bachelor's degree in accounting and 3+ years of experience, you'll provide tax planning, compliance, and family office services to high-net-worth clients.Main Responsibilities: Prepare tax returns for diverse clients, including...
-
Cybersecurity Compliance Professional
2 weeks ago
Chicago, Illinois, United States Chicago Legal Search, Ltd. Full timeAbout the RoleWe are seeking a highly experienced Cybersecurity Compliance Professional to join our team. The ideal candidate will have 3-5 years of experience in data security, cybersecurity, and data breach response, as well as experience counseling clients on IT, technology, privacy, and compliance issues.Key Responsibilities:Handle technology...
-
Accounting and Compliance Professional
3 weeks ago
Chicago, Illinois, United States First Staff Services Full timeJob Title: Accounting and Compliance ProfessionalAbout the CompanyFirst Staff Services is a large insurance environment with a variety of accounting, payroll, and project administration responsibilities. We are seeking an experienced Accounting and Compliance Professional to join our team.Key ResponsibilitiesManage accounting procedures and functions...
-
Chicago, Illinois, United States Heartland Human Care Services Full timeAs a Compliance and Quality Assurance Project Lead, you will play a key role in ensuring that our organization meets regulatory requirements and maintains a high level of quality in all aspects of our operations. You will be responsible for leading cross-functional teams, developing project plans, and coordinating with various stakeholders to ensure project...
-
Regulatory Compliance Program Lead
2 weeks ago
Chicago, Illinois, United States AbbVie Full timeSafety Deliverable Excellence at AbbVieAt AbbVie, we are dedicated to delivering high-quality safety deliverables that meet regulatory requirements. As an Associate Director, Safety Deliverable Excellence, you will be responsible for leading cross-functional teams to develop and implement effective safety deliverable strategies.Key Responsibilities and...
-
Data Compliance Analyst Lead
2 weeks ago
Chicago, Illinois, United States Argo Group Full timeArgo Group is seeking a highly skilled Senior Compliance Data Analyst to join our team in Chicago. As a key member of our team, you'll play a vital role in ensuring that our data meets the highest standards of accuracy and completeness.As a Senior Compliance Data Analyst, you'll work closely with Regulatory, Underwriting, and Claims teams to resolve data...