Regulatory Compliance Senior Specialist

3 weeks ago


Phoenix, Arizona, United States Disability Solutions Full time

We are seeking a highly skilled Regulatory Compliance Senior Specialist to join our team at Western Alliance Bank. The successful candidate will be responsible for assisting the Senior Director in executing the LFI Readiness Program to ensure compliance with Regulation YY Category 4 and related regulations.

The role involves collaborating with key stakeholders, including IT, FP&A, Data Governance, and Risk, to ensure that the LFI Program Office has all critical information necessary to make informed decisions. Additionally, the candidate will be responsible for ensuring ongoing compliance with FRB Regulation YY and related Enhanced Prudential Standards (EPS) and tracking and analyzing regulatory updates to implement necessary program changes.

Key responsibilities include reviewing risk management frameworks to ensure alignment with EPS tiered requirements, developing and updating policies and procedures to meet regulatory standards, and implementing LFIPO and related policies across business units. The successful candidate will also work closely with internal audit, compliance, strategic partners, and legal teams to align with regulatory requirements.

To be successful in this role, you will need a Bachelor's degree in Accounting, Finance, Business Administration, or a related field and a minimum of 2 years of experience in regulatory compliance or a related area at a bank or relevant internal audit experience. You will also require strong knowledge of Reg YY and other related regulations and excellent project management and communication skills.

This is an exciting opportunity to join a dynamic team and contribute to the success of our organization. We offer a competitive salary range of $120,000 - $160,000 per year, depending on experience, as well as a comprehensive benefits package, including medical and dental insurance, time off, a great 401k matching program, tuition assistance program, employee volunteer program, and wellness program.



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