Investment Associate

7 days ago


Scottsdale, Arizona, United States Beacon Pointe Advisors Full time
About the Role

We are seeking an exceptional individual to join our Central Support team as a Trading Associate in Scottsdale, AZ.

Job Description

The successful candidate will join a highly talented team of professionals that service the investment management and financial planning needs of high net worth individuals, families and institutions. The successful candidate will have a demonstrated track record of both educational and professional achievement; with a commitment and passion for delivering exceptional service to the firm's clients and associates.

  • Place Mutual Fund, ETF and equity trades through Charles Schwab, TD Ameritrade or Fidelity
  • Research and respond to routine-to-complex inquires within defined service level commitments
  • Trade Correction processing, reporting and analysis
  • Handle incoming inquiries from advisor teams related to the troubleshooting and review of complex account and data discrepancies
  • Partner with internal teams to document, review and update firm policies & procedures
  • Support day to day operations of our Unified Managed Account (UMA) platform through Envestnet
  • Assist advisors and their team with system navigation, configuration, and account setup
  • Participate in team meetings and collaborate with operations leadership team on projects and/or initiatives designed to streamline firm policies and procedures
Qualifications
  • Undergraduate degree required (Bachelor's degree in Finance, Business or Economics preferred)
  • Experience with Envestnet preferred
  • Experience with Charles Schwab, Fidelity and/or TD Ameritrade institutional platforms and paperwork preferred
  • 1 - 2+ years of relevant experience; preferably with a Registered Investment Advisor (RIA), investment management firm or broker/dealer
  • Excellent interpersonal and verbal/written skills
  • Strong commitment to detail with excellent organization and prioritization skills
  • Self-starter with a proven ability to work in a fast-paced, evolving work environment
  • Proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Office 365, etc.)


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