Internal Audit Specialist

4 days ago


Salt Lake, Utah, United States The Goldman Sachs Group, Inc Full time
About the Role

We are seeking a highly skilled and detail-oriented Internal Audit Specialist to join our team at The Goldman Sachs Group, Inc. As an Internal Audit Specialist, you will play a critical role in ensuring the effectiveness of our internal controls and risk management processes.

Key Responsibilities
  • Develop and maintain an in-depth understanding of our firm's Swap Dealer compliance program
  • Manage and execute audits focused on our compliance with the Swap Dealer requirements, including planning and scoping, fieldwork and audit test plans, and reporting
  • Drive walkthroughs with stakeholders to perform control design assessments
  • Lead audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high-quality standards
  • Coordinate with business and engineering audit teams to identify risks, assess mitigating controls, and make recommendations on improving the control environment
  • Communicate and report on the audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
  • Follow-up on open audit issues and validate their resolution
  • Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure
  • Develop and maintain key stakeholder relationships and regularly engage with the business during the year to assess changes in the risk and control environment
Requirements
  • Bachelor's degree (or higher) in a relevant discipline
  • 8-10 years of relevant work experience in Internal Audit, Compliance, or Risk functions
  • Prior experience in and understanding of laws, rules, and regulations pertaining to swap dealer requirements, including Title VII of the Dodd-Frank Act, associated CFTC and SEC regulations, and NFA rules
  • Prior experience in and understanding of swaps and other derivative products
  • Highly motivated, delivery-focused, analytical, and detailed self-starter with a proven record in a team-based environment
  • Excellent communications skills (oral and written) to clearly articulate issues and ideas with different levels across stakeholders
  • Strong leadership, interpersonal, and relationship management skills
Preferred Qualifications
  • Relevant certification or industry accreditation (e.g., CPA, CIA) is a plus
  • Experience of managing audit engagements and teams across locations
  • Proficiency in Microsoft Office tools such as Excel, Word, PowerPoint
About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at www.goldmansachs.com/careers.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/faq/disability-accommodations/

The Goldman Sachs Group, Inc., 2023. All rights reserved.

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity



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