Financial Risk Management Specialist

3 days ago


IL United States 1872 Consulting Full time
Financial Risk Advisor

1872 Consulting is seeking a highly skilled Financial Risk Advisor to join our team. As a key member of our financial services team, you will play a critical role in supporting senior leadership by monitoring and managing the company's financial risk management framework.

Key Responsibilities:
  • Develop and advance financial risk and GRC knowledge through practical experience and ongoing training to promote efficiency, effectiveness, and maturity of FRM's control environment.
  • Support training of RAS staff on FRM's processes, GRC practices, and ad-hoc initiatives that support achievement of goals and objectives.
  • Support business units' preparation, execution, and delivery throughout regulatory examinations and other internal or external reviews.
  • Support resolution of issues discovered during examinations, internal audits, compliance reviews, and self-testing findings.
  • Monitor, coordinate, support, and document remediation activities of FRM and escalate issues, as necessary.
  • Support preparation of a summary of remediation activities and closure documentation to FRM leadership and governing committees.
  • Implement the FRM Department's internal policies, procedures, processes, controls, and risk statements, identifying and implementing enhancements for increased efficiency in processes, controls, and related documentation.
  • Support senior leaders on projects and cross-department collaboration and mentoring of staff.
  • Support interactions with regulators, exchanges, and other external parties.
  • Implement risk management policies consistent with risk management and GRC best practices.
  • Drive business results by continuously demonstrating a strong bias for action through ownership and accountability.
Requirements:
  • 1+ years of experience with audit, compliance, and enterprise risk approaches within SEC or CFTC regulated businesses.
  • Experience identifying, developing, and implementing solutions for processes that support governance, risk, and compliance activities.
  • Experience with Governance and Risk & Compliance Software (Archer preferred, any will do).
  • Full competency with use of the MS Office suite, with emphasis on Excel, PowerPoint, and Word.
Nice to Have:
  • Experience within Capital Markets, SIFMU, CCP, and/or Financial Services.
  • MBA.
  • Certified Regulatory Compliance Manager (CRCM), GRC Certification, or Certified Internal Auditor (CIA).


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