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Principal Data Analyst

2 months ago

New York, New York, United States Financial Industry Regulatory Authority Full time
Job Title: Principal Data Analyst

Join the Financial Industry Regulatory Authority (FINRA) as a Principal Data Analyst and play a critical role in ensuring the integrity of the financial markets. As a key member of our Enforcement team, you will be responsible for performing accurate data analysis in non-complex Enforcement matters, leveraging well-established methodology to identify securities law and rule violations.

Key Responsibilities:
  • Conduct advanced data analysis and establish consistent methodology to support Enforcement Department initiatives
  • Design and implement non-complex analytical and/or advanced data abstraction models for various securities products and fact patterns
  • Perform ad hoc market analysis to support Enforcement Department goals
  • Collaborate with investigative team, including attorneys, to produce a sound factual record supported by a clear legal framework
  • Provide clear and accurate factual analysis findings to legal staff and offer insight from industry experience and/or subject matter expertise
Requirements:
  • Bachelor's degree in Computer Science, Engineering, Statistics/Data Science/Analytics, or Economics/Finance/Accounting, or equivalent combination of education and experience
  • Minimum of six (6) years of related experience, with two (2) years of experience and knowledge in the field of quantitative analysis as it relates to the securities industry
  • Strong financial and risk analytical skills, experience in operations and risk modeling fields, and demonstrated ability to analyze large amounts of data in an efficient manner
What We Offer:
  • Competitive salary range: $98,400 - $193,400 (dependent on location)
  • Comprehensive health, dental, and vision insurance
  • 401(k) plan with company match and eligibility for additional FINRA-funded retirement contribution
  • Tuition reimbursement and other benefits

FINRA is an Equal Opportunity and Affirmative Action Employer. We encourage qualified applicants from diverse backgrounds to apply.