Regulatory Compliance Expert

4 weeks ago


Memphis, Tennessee, United States First Horizon Full time
First Horizon, a leading regional financial services company, is seeking a seasoned Regulatory Compliance Expert to lead our audit initiatives. This role will oversee the planning, scoping, execution, and reporting of regulatory compliance audits based on identified risks. As a key member of our team, you will be responsible for ensuring the adequacy and effectiveness of our system of control, as well as the efficiency of performance of the activities being reviewed.

**Job Summary:"

As a Regulatory Compliance Expert, you will:

* Lead the planning, scoping, execution, and reporting of regulatory compliance audits based on identified risks
* Contact with management regarding audit scope, status, and findings
* Responsible for meeting time and staffing budgets for assigned audits
* Provide an objective opinion on the adequacy and effectiveness of the system of control
* Evaluate the efficiency of performance of the activities being reviewed
* Prepare work papers that accurately document work performed and support conclusions
* Adhere to Departmental policies and guidelines
* Conduct findings follow-up validation
* Ensure audit issues are well-defined, root causes are identified, and recommendations for improved controls and processes are communicated to management

**Qualifications:"

To be successful in this role, you will need:

* A Bachelor's Degree (4-Year Accredited College)
* 3-7 years related auditing experience
* Relevant financial services industry knowledge (Regulatory Compliance & Operations)
* Excellent oral and written communication skills
* Ability to plan, organize, and prioritize assignments, and to meet critical and established deadlines
* Thorough understanding of Institute of Internal Auditors (IIA) Standards
* Certification preferred (CRCM, CIA, CPA, CAMS, or other relevant professional designations)

**About Us:"

First Horizon is a leading regional financial services company dedicated to helping our clients, communities, and associates unlock their full potential with capital and counsel. We serve clients through a team of approximately 7,300 associates and 418 banking centers throughout the southeastern United States.

**Benefits:"

As a member of our team, you will enjoy a range of benefits, including:

* Medical with wellness incentives, dental, and vision
* HSA with company match
* Maternity and parental leave
* Tuition reimbursement
* Mentor program
* 401(k) with 6% match

**Salary:** The estimated salary for this role is between $90,000 and $140,000 per year, based on industry standards and location.

**Location:** This role can be based in Memphis, TN, Miami, FL, or New Orleans, LA.

**Language:** English

**Code:** en

**Company Overview:** First Horizon is a leading regional financial services company dedicated to helping our clients, communities, and associates unlock their full potential with capital and counsel.

**Salary:** The estimated salary for this role is between $90,000 and $140,000 per year, based on industry standards and location.

**Job Description:** Regulatory Compliance Expert

**Required Skills and Qualifications:**

* Bachelor's Degree (4-Year Accredited College)
* 3-7 years related auditing experience
* Relevant financial services industry knowledge (Regulatory Compliance & Operations)
* Excellent oral and written communication skills
* Ability to plan, organize, and prioritize assignments, and to meet critical and established deadlines
* Thorough understanding of Institute of Internal Auditors (IIA) Standards
* Certification preferred (CRCM, CIA, CPA, CAMS, or other relevant professional designations)

**Benefits:**

* Medical with wellness incentives, dental, and vision
* HSA with company match
* Maternity and parental leave
* Tuition reimbursement
* Mentor program
* 401(k) with 6% match

**Language:** English

**Code:** en
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