Regulatory Compliance Expert
4 weeks ago
**Job Summary:"
As a Regulatory Compliance Expert, you will:
* Lead the planning, scoping, execution, and reporting of regulatory compliance audits based on identified risks
* Contact with management regarding audit scope, status, and findings
* Responsible for meeting time and staffing budgets for assigned audits
* Provide an objective opinion on the adequacy and effectiveness of the system of control
* Evaluate the efficiency of performance of the activities being reviewed
* Prepare work papers that accurately document work performed and support conclusions
* Adhere to Departmental policies and guidelines
* Conduct findings follow-up validation
* Ensure audit issues are well-defined, root causes are identified, and recommendations for improved controls and processes are communicated to management
**Qualifications:"
To be successful in this role, you will need:
* A Bachelor's Degree (4-Year Accredited College)
* 3-7 years related auditing experience
* Relevant financial services industry knowledge (Regulatory Compliance & Operations)
* Excellent oral and written communication skills
* Ability to plan, organize, and prioritize assignments, and to meet critical and established deadlines
* Thorough understanding of Institute of Internal Auditors (IIA) Standards
* Certification preferred (CRCM, CIA, CPA, CAMS, or other relevant professional designations)
**About Us:"
First Horizon is a leading regional financial services company dedicated to helping our clients, communities, and associates unlock their full potential with capital and counsel. We serve clients through a team of approximately 7,300 associates and 418 banking centers throughout the southeastern United States.
**Benefits:"
As a member of our team, you will enjoy a range of benefits, including:
* Medical with wellness incentives, dental, and vision
* HSA with company match
* Maternity and parental leave
* Tuition reimbursement
* Mentor program
* 401(k) with 6% match
**Salary:** The estimated salary for this role is between $90,000 and $140,000 per year, based on industry standards and location.
**Location:** This role can be based in Memphis, TN, Miami, FL, or New Orleans, LA.
**Language:** English
**Code:** en
**Company Overview:** First Horizon is a leading regional financial services company dedicated to helping our clients, communities, and associates unlock their full potential with capital and counsel.
**Salary:** The estimated salary for this role is between $90,000 and $140,000 per year, based on industry standards and location.
**Job Description:** Regulatory Compliance Expert
**Required Skills and Qualifications:**
* Bachelor's Degree (4-Year Accredited College)
* 3-7 years related auditing experience
* Relevant financial services industry knowledge (Regulatory Compliance & Operations)
* Excellent oral and written communication skills
* Ability to plan, organize, and prioritize assignments, and to meet critical and established deadlines
* Thorough understanding of Institute of Internal Auditors (IIA) Standards
* Certification preferred (CRCM, CIA, CPA, CAMS, or other relevant professional designations)
**Benefits:**
* Medical with wellness incentives, dental, and vision
* HSA with company match
* Maternity and parental leave
* Tuition reimbursement
* Mentor program
* 401(k) with 6% match
**Language:** English
**Code:** en
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