Senior Associate Attorney

2 weeks ago

Étreux, Hauts-de-France, United States Software Placement Group Full time
About the Job:

This is an exceptional opportunity for a seasoned Corporate Securities attorney to elevate their career by joining a prestigious national law firm renowned for its collaborative culture and innovative approach. Based in one of our locations: Boston, New York City, Philadelphia, or Washington DC, this role offers a dynamic work environment where excellence is cultivated and diversity is celebrated. As a key member of our expanding securities group, the selected candidate will play a crucial role in shaping sophisticated legal practice areas, providing expert advisory services to a wide range of clients from established corporate entities to emerging start-ups and public sector organizations.


Essential Duties and Responsibilities:
  • Advise public companies on compliance with the Securities Act of 1933 and the Securities Exchange Act of 1934.
  • Conduct public and private securities offerings effectively.
  • Ensure adherence to national securities exchange listing rules.
  • Prepare and review periodic reports such as Forms 10-K, 10-Q, 8-K, and proxy statements.
  • Manage Section 16 reporting obligations including Forms 3, 4, and 5.
  • Oversee corporate governance matters, including the drafting of board resolutions and policies.
  • Provide guidance on regulatory issues concerning broker-dealers, FINRA, investment advisors, and fund formation if applicable.

Compensation:

The estimated salary for this position is $230,000.00 - $260,000.00, based on industry standards and market conditions.


Requirements:
  • A minimum of 6+ years of experience in securities law.
  • A comprehensive understanding of public company regulatory obligations and securities transactions.
  • Admission to the bar within the jurisdiction of the respective office (Boston, NYC, Philadelphia, or Washington DC).
  • Demonstrated ability to handle complex legal issues and maintain high standards of confidentiality and discretion.
  • Proven track record in managing multiple projects simultaneously with tight deadlines.

Preferred Qualifications:
  • Experience with broker-dealers, FINRA, investment advisors, or fund formation highly desired.
  • Previous roles in top-tier law firms or corporate legal departments.
  • Advanced degrees or certifications in financial regulation or corporate governance.
  • Proven leadership skills and team-oriented working attitude.
  • Familiarity with cross-border securities matters and global financial regulations.

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