Audit Manager, Consumer Compliance Expert

3 days ago


Wilmington, Delaware, United States Tech Brains Solutions, Inc. Full time
Job Title: Audit Manager, Consumer Compliance

At Tech Brains Solutions, Inc., we are seeking an experienced Audit Manager, Consumer Compliance to join our team. As a key member of our audit team, you will be responsible for overseeing assigned areas of audit work, acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).

Key Responsibilities:
  • Drive risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies.
  • Assess issues for business impact and recommend severity ratings.
  • Draft audit reports and manage business partner relationships.
  • Foster an inclusive work environment and mentor team members.
Requirements:
  • Minimum 8 years Audit or risk control risk/controls background preferably in financial services.
  • A minimum of 3 years in a lead auditor / Auditor-in-Charge (AIC) role, or equivalent experience.
  • Risk assessment skillset to enable evaluation of processes and other operational risks, identification of controls, and determination of gaps and weaknesses.
  • Strong written/verbal communication skills with the ability to communicate issues/concerns and recommend corrective course of action.
  • Intellectual curiosity to identify areas of risk coupled with the analytic, logical reasoning, and problem-solving skills to effectively and objectively investigate/evaluate areas of risk.
Preferred Qualifications:
  • Certified Internal Audit (CIA) certification.
  • Audit or risk control risk/controls background in financial services.
  • Prior Analytical / Automation Skills (SQL, SAS, Python, Alteryx, Advanced Excel).
  • Advanced degree or certifications (CIA, CISA, etc.)


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