Chief Legal Officer
3 weeks ago
The Chief Legal Officer - Corporate Securities will provide legal expertise in securities law compliance and corporate governance for a public company.
About the Role- Securities Law Compliance and Reporting
- Oversee and manage all public company reporting and disclosure obligations, including the preparation and filing of Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 reports.
- Ensure compliance with federal and state securities laws, including Sarbanes-Oxley and Dodd-Frank regulations.
- Provide counsel on insider trading compliance, disclosure policies, and other SEC-related regulatory matters.
- Work with finance, investor relations, and external advisors to ensure accurate and timely disclosure of financial and non-financial information.
- Corporate Governance
- Advise management on corporate governance best practices, fiduciary duties, and shareholder relations.
- Manage corporate governance documentation, including drafting board resolutions, charters, bylaws, and preparing materials for board and committee meetings.
- Monitor and advise on evolving regulatory requirements affecting corporate governance and develop strategies to ensure compliance.
- Transactional and Strategic Support
- Lead legal aspects of capital markets transactions, including public and private equity and debt offerings, stock repurchase programs, and other financing activities.
- Provide legal support for mergers, acquisitions, joint ventures, and other strategic transactions, including conducting due diligence, negotiating transaction agreements, and managing closings.
- Work closely with cross-functional teams on transaction strategy, timelines, and integration planning.
- This role requires strong leadership skills, excellent communication abilities, and a deep understanding of securities law and corporate governance.
This position offers a highly competitive salary range of $110,000 to $180,000 per year, as well as opportunities for career growth and professional development.
Requirements- Minimum of 5 years of experience in corporate securities law, complex commercial transactions, and at least 3 years in an in-house public company or large law firm environment.
- Required skills include exemplary relationship building, negotiation, drafting, and problem-solving skills; ability to manage complex matters with executive management and board level stakeholders.
- Demonstrated success in managing public company reporting, corporate governance, and securities transactions.
- Undergraduate degree and Juris Doctor degree with academic achievement from highly regarded, nationally recognized and accredited institutions.
This role includes a comprehensive benefits package, including health insurance, pre-tax spending accounts, retirement benefits, paid time off, short-term and long-term disability, employee stock purchase plan, and life insurance.
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