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Senior Compliance Officer

1 week ago


San Francisco, California, United States Faire Full time
About Faire

Faire is an innovative wholesale marketplace built on a foundation of local growth and empowerment. By harnessing the power of technology, data, and machine learning, we connect a thriving community of entrepreneurs worldwide.

Our mission is to level the playing field for small businesses, enabling them to compete with larger corporations. We achieve this by providing access to a global network of suppliers and buyers, making it easier for retailers to discover and sell products from around the world.

Faire is dedicated to driving positive economic impact in local communities globally, fostering a spirit of entrepreneurship and innovation. Our vision is to create a more inclusive and equitable business environment where small businesses can thrive.

We're seeking talented professionals to join our team as we shape the future of retail and commerce. If you share our passion for community-driven growth and empowering entrepreneurs, we invite you to explore this opportunity further.

Job Description: Senior Compliance Officer

We are looking for a seasoned compliance expert to join our legal department as a Senior Compliance Officer. This key role will be responsible for developing and implementing Faire's compliance programs, ensuring seamless adherence to regulatory requirements, company policies, and contracts.

The successful candidate will have extensive knowledge of regulatory laws and operational compliance practices, particularly in commercial lending, insurance, payments, privacy, and cybersecurity. They will serve as the primary expert and advisor on all Faire compliance matters, managing external regulatory engagements, legal contracts, and third-party vendor compliance.

Key Responsibilities:

  • Manage and grow the compliance team, providing guidance and leadership
  • Develop and implement corrective action plans for resolution of problematic issues
  • Conduct risk assessments to identify potential areas of compliance vulnerability and risk
  • Monitor compliance with laws, regulations, company policies, and contracts
  • Stay informed of emerging regulatory changes, trends, and best practices
  • Assist in internal audits, or assist with external audits from business partners or regulators
Requirements and Qualifications

To excel in this role, you will need:

  • 8+ years experience in a compliance role in a related industry or in financial services, with at least 3 years in a leadership position
  • Extensive knowledge of the regulatory environment in the fintech industry, particularly consumer lending, mortgage, banking, insurance, payments, broker-dealer and investment advisory, privacy, and cybersecurity
  • Relevant ABA or ISACA certification preferred
  • Proven experience in building compliance programs and managing compliance teams
  • Excellent communication and analytical skills, as well as an impeccable attention to detail and strong sense of ownership and accountability
  • Strong leadership qualities and a team-oriented mindset
  • Demonstrated ability to work cross-functionally and collaboratively with internal stakeholders
About Working at Faire

We're a company that values entrepreneurship, resourcefulness, and curiosity. Our team is passionate about using technology and data to empower small businesses and drive positive economic impact in local communities.

Faire provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, disability, genetics, sexual orientation, gender identity or expression.

We're committed to creating an inclusive and supportive work environment that fosters growth, innovation, and success. If you're a motivated professional who shares our values and vision, we encourage you to explore this opportunity further.