Securities Industry Expert

6 days ago


Chicago, Illinois, United States CNO Financial Group Full time
Job Responsibilities
The Suitability Analyst will be responsible for providing centralized supervision of registered representatives' securities transactions. This involves close collaboration with all registered representatives and investment advisors to ensure compliance with FINRA, SEC, and State Regulations while delivering high-quality customer service. Key responsibilities include examining and approving client new and existing account documentation, trading activity, email correspondence, and other related security transactions. Additionally, the analyst will conduct suitability reviews of customer trading activity to ensure compliance with all internal procedures and industry regulations. The ideal candidate will have excellent attention to detail, strong interpersonal skills, and financial competence. They should also be able to work independently, set priorities, meet deadlines, and function effectively in a team environment. Proficiency in conducting technical research and analysis of laws and regulations and applying them to company operations, products, and securities transactions is also required. A Bachelor's degree in business, Finance, or a related field, along with at least 8 years of proven experience with investments and in the financial services industry, is necessary for this position. Required certifications include FINRA Series 7, 24, and 63.
  • Security Expert

    3 weeks ago


    Chicago, Illinois, United States Sertifi Full time

    About the RoleWe are seeking a seasoned Security Analyst to join our team as a security expert. As a key member of our cross-functional team, you will demonstrate exceptional stakeholder engagement and communication skills, strong analytical and problem-solving abilities, and resilience in responding to challenges. Your professional integrity, emotional...


  • Chicago, Illinois, United States Diverse Lynx Full time

    **Job Description:**We are looking for a highly skilled Security Solutions Expert to join our team at Diverse Lynx LLC. This role requires expertise in security products, authentication, authorization, and identity management. The successful candidate will be responsible for designing, implementing, and managing Azure Active Directory solutions to ensure...


  • Chicago, Illinois, United States UL Full time

    About the Job: We are seeking a skilled Senior Transaction Security Engineer to join our team at UL. In this role, you will be responsible for evaluating cryptographic IT products, including security analysis, documentation authoring, and source code reviews. You will also have the opportunity to work with senior engineers on complex testing projects.Your...

  • Security Expert

    3 weeks ago


    Chicago, Illinois, United States SILVER STAR PROTECTION GROUP LLC Full time

    Job TitleSilver Star Protection Group LLC is seeking a highly skilled and professional Security Expert to join our team. As a leading asset protection company, we provide top-notch security services to businesses in the Chicagoland area.The successful candidate will be responsible for providing excellent customer service, conducting security patrols,...


  • Chicago, Illinois, United States We Place People Executive Search Firm Full time

    About the JobWe are looking for an experienced IT Security Risk Management Expert to join our team at We Place People Executive Search Firm in Chicago, IL. As a key member of our Governance, Risk Compliance (GRC) team, you will lead and execute various services within the team.This is a regular full-time opportunity requiring onsite presence in Chicago. The...


  • Chicago, Illinois, United States Bank of America Full time

    Cyber Security ExpertAt Bank of America, we strive to create a secure and reliable environment for our customers and employees. As a Cyber Security Expert, you will play a crucial role in protecting our systems and data from malicious threats.Key Responsibilities:Perform in-depth analysis of internal and external threats on information systems and predict...

  • IT Security Expert

    3 weeks ago


    Chicago, Illinois, United States Georgia IT Inc Full time

    Job Overview: IT Security Expert - Cloud InfrastructureGeorgia IT Inc is seeking a seasoned IT Security Expert to join our team in Chicago. This is a 12-month contract position with an estimated salary range of $90,000 - $110,000 per year, depending on experience. As an IT Security Expert, you will be responsible for implementing and managing cloud security...

  • Industry Expert

    3 weeks ago


    Chicago, Illinois, United States NielsenIQ Full time

    About the RoleAs a Client Manager, you will be part of a team of experienced industry insights experts dedicated to delivering exceptional client experiences.You will work closely with clients to understand their business needs and provide actionable insights to drive informed decision-making.


  • Chicago, Illinois, United States Starcom consulting limited Full time

    **Job Summary**We are seeking a highly skilled Senior Information Security Specialist to join our team at Starcom Consulting Limited. As a senior technical expert, you will play a key role in designing and administering Information Technology (IT) security architecture and privacy services across the network.In this role, you will be responsible for...


  • Chicago, Illinois, United States Advanced Technology Services Full time

    Job SummaryWe are seeking an experienced Industrial Maintenance Expert to join our team at Advanced Technology Services (ATS). In this role, you will be responsible for performing expert-level break-fix and preventative maintenance on various equipment and machinery.About the RoleThis is a unique opportunity to work with a leading industrial maintenance...


  • Chicago, Illinois, United States Paul Hastings Full time

    Job Description:We are seeking an experienced Information Security Governance Expert to join our team at Paul Hastings. As a key member of our Information Security function, you will play a critical role in developing and implementing strategies to ensure the confidentiality, integrity, and availability of our information assets.About the Job:In this role,...


  • Chicago, Illinois, United States Advanced Technology Services Full time

    Job OverviewWe are seeking an experienced Industrial Maintenance Expert to join our team at Advanced Technology Services (ATS). This is a challenging and rewarding role that requires a strong background in maintenance and repair of industrial equipment.

  • In-House Counsel

    3 weeks ago


    Chicago, Illinois, United States Adtalem Global Education Full time

    Job Description:Adtalem Global Education is seeking an experienced Corporate Governance Specialist to join our team. This role will provide critical support to various departments within the organization, focusing on securities laws and corporate governance matters.Responsibilities:Develop and maintain policies and procedures to ensure compliance with...


  • Chicago, Illinois, United States Mintel Full time

    We are looking for a highly motivated and experienced Financial Services Industry Expert to join our team at Mintel. As a subject matter expert, you will have a deep understanding of the financial services industry and its dynamics. Your role will involve analyzing consumer data, creating reports, and presenting insights to clients.About the PositionThe...

  • Security Expert

    3 weeks ago


    Chicago, Illinois, United States Sertifi Full time

    Job OverviewSertifi, a leading technology company, seeks an experienced Security Analyst to join our team. This role is responsible for ensuring the organization's adherence to industry-specific and global compliance standards.The ideal candidate will have 2+ years of experience in IT Security Ops and/or GRC ops, with a strong understanding of IT governance,...


  • Chicago, Illinois, United States CDW Full time

    Role OverviewWe are seeking an accomplished Enterprise Security Solutions Expert to join our team at CDW.This is a unique opportunity for someone with experience in Identity and Access Management (IAM) to work closely with clients, leveraging their technical expertise to enhance CDW's presence in the Advisory / Management Consulting market.


  • Chicago, Illinois, United States Flow Control Group Company Full time

    Job OverviewThe Flow Control Group is looking for an experienced industrial automation expert to join our team. In this role, you will be responsible for working with regional sales teams and customers to design robotic solutions. You will also assist with the installation, programming, and verification of solution integrity as needed.


  • Chicago, Illinois, United States KPMG Full time

    About This Opportunity:KPMG is seeking an experienced Enterprise Database Security Expert to join our Managed Services practice. As a key member of our team, you will be responsible for implementing and maintaining security policies, as well as collaborating with software architects and developers to design databases that meet project requirements.Key...


  • Chicago, Illinois, United States ICS Global Soft INC Full time

    Job Description: ICS Global Soft INC is looking for an OAM Security Solutions Expert to join our team. This role requires expertise in designing and implementing enterprise strength security solutions with OAM, LDAP, OHS, Application servers such as Weblogic. The ideal candidate will have at least 10 years of experience working in a large enterprise...


  • Chicago, Illinois, United States Manpower Group Inc. Full time

    About the RoleWe are looking for a talented Disaster Recovery and Security Expert to support critical business functions at our client's location in Chicago, IL.In this role, you will oversee the documentation and maintenance of detailed recovery plans, identify gaps in current processes, and execute disaster recovery drills. Your strong analytical skills...