Compliance Specialist

3 weeks ago


San Antonio, Texas, United States Soarion Credit Union Full time
Job Overview

We are seeking a highly skilled Compliance Officer to join our team at Soarion Credit Union. This role is responsible for ensuring the credit union adheres to all state and federal regulations, laws, and rules.

Estimated Salary: $80,000 - $120,000 per year

Located in [insert location], this onsite position offers a competitive salary, FREE Health and Dental Coverage, and a GENEROUS Paid Time Off (PTO) bank.

About the Role
  • Reviews, assesses, develops, revises, and ensures the adequacy of programs, policies, and procedures designed to safeguard Credit Union assets and maintain regulatory compliance.
  • Stays informed of new and pending laws and developments related to compliance issues, analyzes requirements, appropriately revises policies and procedures, and ensures communication and implementation of regulatory changes.
  • Develops, directs, and implements a compliance program and schedule to review internal Credit Union areas for compliance. Investigates complaints.
  • Provides employee training on compliance related issues and policy changes. Develops a library of compliance resources for employee use.
  • Compiles and issues reports detailing conclusions of audits and compliance analysis, reports violations as appropriate, provides recommendations for improvement, and follows up to ensure compliance.
  • Maintains records and documentation of compliance activities, complaints, investigations, and outcomes. Analyzes, prepares, and files appropriate reports with regulatory agencies.
Required Skills and Qualifications
  • Five years to eight years of similar or related experience.
  • (1) A bachelor's degree, or (2) achievement of formal certifications recognized in the industry as equivalent to a bachelor's degree (e.g., certified compliance officer certifications in lieu of a degree).
  • Compliance certification preferred.
  • Thorough knowledge of regulatory compliance, banking practices, policies, procedures, operations, products, services, and regulations.
Benefits
  • FREE Health and Dental Coverage.
  • GENEROUS Paid Time Off (PTO) bank.
  • All paid days off for Federal holidays.

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