Senior Financial Analyst

2 weeks ago


New York, New York, United States Apollo Global Management, Inc. Full time
Financial Operations Specialist

Apollo Global Management, Inc. is seeking a highly skilled Financial Operations Specialist to join our team. As a key member of our Broker Dealer team, you will be responsible for supporting daily P&L and regulatory net capital calculations related to secondary trading activities.

Key Responsibilities:
  • Review and analyze front-end system inventory on a daily basis, ensuring accurate calculations of applicable haircuts in accordance with SEC Rule 15c3-1.
  • Conduct daily P&L calculations on broker-dealer inventory positions, identifying and resolving any discrepancies.
  • Research and resolve P&L and position breaks between the front-end system and the back-end system (clearing firm).
  • Ensure contract compliance with the administrator and the clearing firm, maintaining accurate records and documentation.
  • Facilitate monthly and quarterly focus filings documentation to report broker-dealer financial position and net capital position to FINRA, ensuring supporting files meet standards.
  • Assist in the annual statutory audit process, preparing financial statements, liaising with auditors, and working with the compliance team on required year-end filings.
  • Ensure proper accounting treatment is applied to all secondary trading transactions and expenses, adhering to U.S. GAAP and SOX regulatory reporting requirements.
  • Assist with quarterly external reporting, including FOCUS filings, SEC filings, and AGM 10-Q/K (and related disclosures).
  • Maintain a strong SOX controls environment, ensuring proper documentation of our SOX control processes.
  • Review detailed Balance Sheet and Income Statement variance and fluctuation analysis in connection with monthly, quarterly, and annual internal reporting presentations as it relates to secondary trading activity.
Requirements:
  • Strong U.S. GAAP accounting expertise (CPA or CA preferred).
  • 8-12 years of professional work experience, with SEC Rule 15c3-1 and secondary trading broker-dealer experience required.
  • Series 27 license required.
  • Experience with using a Bloomberg terminal is a plus.
  • Highly organized, strong work ethic, and detail-oriented.
  • Ability to work independently in a dynamic and fast-paced work environment.
About Apollo Global Management, Inc.

Apollo Global Management, Inc. is a leading global alternative investment manager. We seek to provide our clients with excess return at every point along the risk-reward spectrum from investment grade to private equity. Our investing expertise across our fully integrated platform has served the financial return needs of our clients and provided businesses with innovative capital solutions for growth.

We are committed to supporting our employees' development at every stage of their career, fostering a culture of excellence and collaboration. If you are a motivated and detail-oriented individual with a passion for financial operations, we encourage you to apply for this exciting opportunity.



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