Financial Services Operations Specialist

6 days ago


Horsham, Pennsylvania, United States MassMutual Eastern PA Full time
Job Description

We are seeking an experienced professional to join our dynamic team at MassMutual Eastern PA as a Financial Services Operations Specialist. The ideal candidate will have a strong understanding of operational and regulatory aspects of the securities industry, with excellent written and verbal communication skills.


Key Responsibilities:
  • Manage inquiries from advisors and staff regarding new account openings, subsequent business, servicing of existing accounts, and related requests.
  • Assist producers and/or assistants in promptly resolving 'Not in Good Order' submissions, becoming a subject matter expert in investment business processing.
  • Assign, track, and follow up on required training courses to agents, registered representatives, and associated persons.
  • Review, process, approve, and log incoming checks and securities.
  • Coordinate and disseminate communications to agents, registered representatives, and associated persons.
  • Coordinate training events for the supervisory team.

Compensation and Benefits:

$50,000 - $80,000 yearly. We offer paid training and licenses, health and insurance benefits, competitive compensation, growth opportunities, and more.



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