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Compliance Financial Crimes Risk Manager
1 week ago
Natixis Corporate & Investment Banking is seeking a skilled professional to fill the role of CUSO Compliance Financial Crimes Specialist.
The successful candidate will provide critical support to the Head of Combined U.S. Operations (CUSO) Compliance, overseeing and executing operational, organizational, reporting, and regulatory matters related to the CUSO Compliance team.
This role requires an individual with a strong financial crimes regulatory background and excellent communication skills, able to develop and maintain relationships with multiple stakeholders across various functional roles and seniority levels.
The CUSO Compliance Officer will be responsible for supporting the broader team in the following areas:
Regulatory Compliance:
Review existing compliance programs against relevant federal and state regulations regarding financial crimes (Anti-Money Laundering, Counter Terrorist Financing, Sanctions, Anti-Bribery and Corruption, and Anti-Fraud) for various business lines, including investment banking and wealth management.
This includes compliance with the Bank Secrecy Act (BSA), Anti-Money Laundering (AML) laws, and the USA PATRIOT Act.
The role involves close engagement in prudential regulatory interactions and identified remediations or enhancements related to regulatory recommendations or self-identified issues.
Risk Assessment:
Analyze financial crimes-related metrics, risk appetite frameworks, results of compliance risk assessments, and related control plans across multiple business types to identify potential vulnerabilities and develop strategies to mitigate those risks effectively.
Ensure material risks are escalated to senior management in a timely manner.
Policy Development:
Develop, implement, and maintain CUSO-level compliance policies and procedures tailored to the unique needs of U.S. investment banking and wealth management businesses, ensuring alignment with regulatory changes and industry best practices.
Collaboration:
Work closely with other departments, including business line compliance functions, risk management, technology, audit, legal, operations, and business leaders, to ensure a comprehensive and unified approach to compliance across the organization.
Stay Informed:
Keep abreast of industry trends, regulatory changes, and emerging risks related to financial crimes applicable to investment banking and wealth management to ensure the organization remains compliant and proactive.
