Senior Corporate Counsel

2 weeks ago


Phoenix, Arizona, United States Robert Walters Full time
General Counsel Opportunity at Robert Walters

An exciting opportunity has arisen for a seasoned General Counsel to join Robert Walters, a leading organisation specialising in real estate investment and development. Our company focuses on revitalising underperforming assets in urban areas, enhancing community value, and improving local infrastructure.

Key Responsibilities:

  • Ensure compliance with the 1934 Act by drafting, reviewing, and coordinating with accounting, external auditors, and external counsel on 34 Act filings
  • Oversee compliance with the 1940 Act by managing filings required for investment companies registered under the 1940 Act
  • Handle Nasdaq filings and consult on corporate-level transactions
  • Provide governance support to the Board of Directors, including setting meeting agendas, drafting materials, and reviewing Board policies
  • Work closely with internal departments on public offerings, review marketing materials, negotiate platform agreements, and address regulatory comments from the SEC, FINRA, and Compliance

Requirements:

  • Juris Doctor (JD) degree from an accredited law school is required
  • Minimum of 8 years of legal experience with a focus on advising publicly traded companies and registered investment companies is essential
  • Knowledge about securities regulations including the 1933 Act, 1934 Act, and 1940 Act is necessary
  • Proven experience working with registered investment companies or interval funds is desirable
  • Familiarity with Maryland REITs would be advantageous
  • Strong communication and negotiation skills are needed


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