Senior Compliance Manager

Larson Maddox is seeking an experienced Senior Compliance Manager to lead the oversight of client services operations and onboarding for the firm's institutional clientele. This role requires strong expertise in institutional investing and prior experience in a compliance and client operations role.The ideal candidate will have leadership experience in...

We are seeking a highly skilled IT Compliance and Risk Manager to oversee our IT Compliance and Risk program. This is a fantastic opportunity to join a growing organization and contribute to building a robust compliance framework.The ideal candidate will have a solid understanding of ITGC, IT controls, methodology, and practices, as well as excellent...

Job Summary:We are seeking a highly skilled Senior Compliance Specialist to join our team at Atlantic Group. The ideal candidate will have a strong background in regulatory compliance, with a focus on credit markets and a deep understanding of the Investment Adviser Act of 1940, Investment Company Act of 1940, and other Federal Securities Laws.Key...

Glocap is seeking a highly experienced Senior Legal and Compliance Officer to join their team. The ideal candidate will have a deep understanding of regulatory frameworks affecting investment banking and corporate governance.Job DetailsCOMPANY: GlocapPOSITION: Senior Legal and Compliance OfficerLOCATION: FlexibleIN OFFICE: 4 days in office, 1 day...

Job Title: Senior Compliance and Regulatory SpecialistPlanet Pharma is seeking a highly skilled Senior Compliance and Regulatory Specialist to join our team. As a key member of our Clinical Development and Supply division, you will play a critical role in ensuring compliance with global regulations and standards.Key Responsibilities:Manage the supplier...

Optima Partners is seeking a seasoned professional to oversee client regulatory compliance matters for Asset Managers, Hedge Funds, Private Equity, Venture Capitals, BDCs, Real-Estate, and Broker-Dealers. The ideal candidate will have senior-level experience in compliance and regulatory affairs, with a strong understanding of SEC regulations, including the...

About ViClarityWe believe that people matter, and our goal is to take care of our people first.Viclarity is a global leader in compliance and technology solutions for credit unions and regulated industries.Job SummaryWe are seeking a Senior Compliance Auditor to provide compliance audit services to credit unions and banks.Key ResponsibilitiesDeliver...

Metric Bio is seeking a Senior Quality Assurance Compliance Specialist to join their team in Wisconsin, specializing in GMP intermediates, APIs, and excipients.This permanent role offers a competitive compensation package and an innovative work environment.Role Overview: The Senior QA Compliance Specialist ensures adherence to cGMP compliance and regulatory...

Job Summary:We are seeking a highly skilled Trade Compliance Senior Associate to join our expanding Trade Compliance team within the legal department. This role will conduct export classification, support licensing, technical documentation review, and IT systems management in strict adherence to U.S. international trade laws and regulations.Key...

The Tax Compliance Manager will collaborate closely with the Senior Indirect Tax Manager at Terumo Americas Holding (TAH) and its subsidiaries. This role is primarily responsible for overseeing and preparing indirect tax returns, including State and Local Sales and Use Tax (SUT) and Canadian HST/GST/PST. Additional responsibilities include supporting various...

Job Title: Senior International Trade AnalystThis role provides day-to-day trade compliance support to the Defense Sector at Leidos, working in our Reston, VA office. The selected candidate will report to the Corporate Trade and International Business Compliance Director.The Senior International Trade Analyst will serve as the focal point for export and...

Compliance Monitoring and Testing OfficerPhaxis is seeking a highly skilled Compliance Monitoring and Testing Officer to join our team. As a key member of our compliance program, you will be responsible for identifying, assessing, and testing compliance controls related to consumer deposits and lending regulations.Key Responsibilities:Conduct risk-based...

The Senior Regulatory and Compliance Specialist candidate must possess in-depth knowledge of global regulations pertinent to the pharmaceutical industry and their impact on manufacturing processes and practices. The ideal candidate must be agile, with well-developed organizational, interpersonal, compliance, and practical application skills. This individual...

Job Summary:We are seeking a highly skilled Senior AML Compliance Specialist to join our team at Turn2Partners. The ideal candidate will have 8+ years of experience in AML/BSA, SAR, and KYC/transaction monitoring.Key Responsibilities:Conduct thorough financial analysis to identify potential fraudulent activitiesReview and analyze financial transactions and...

Job Summary:We are seeking a highly skilled Trade Compliance Senior Associate to join our expanding Trade Compliance team within the legal department at Peraton. This role will conduct export classification, support licensing, technical documentation review, and IT systems management in strict adherence to U.S. international trade laws and regulations.Key...

Job Overview:We are seeking a highly experienced and motivated Senior Compliance Officer / Head of Compliance to lead our compliance team. The ideal candidate will have extensive knowledge of regulatory requirements and best practices within the payments industry, ensuring our company operates within the law and meets all compliance obligations. This role...

Job SummaryThe Oracle Public Sector SaaS Compliance team is responsible for the authorization, audit & assessment coordination, continuous monitoring, security and information risk advisor services, of Oracle's Public Sector and Restricted Realm SaaS offerings in North America.As a Senior Manager leading the Public Sector team, you will be supporting our...

The Defense Sector at Leidos has an opening for a Senior International Trade Compliance Specialist to work in our Reston, VA office.This role provides day-to-day trade compliance support of the Sea Systems Business Area.This is an exciting opportunity to use your experience supporting all export and import compliance activities within the Sector portfolio of...

Job Summary:Nuvative is seeking a highly skilled Compliance Manager to join our Legal and Compliance team. The ideal candidate will possess a strong understanding of compliance principles, including vendor risk management and complaint management, and will work collaboratively across departments to promote Nuvative's culture of compliance.Key...

Forum Financial Management, LP: A Leader in Evidence-Based InvestingForum Financial Management, LP is a rapidly growing Registered Investment Advisory Firm (RIA) with over $8.5 billion in assets under management. Our firm was founded in 2002 and became an independent RIA advisory firm in 2009. We utilize a highly diversified investment strategy derived from...