Retirement Plan Compliance Specialist

4 weeks ago


Roanoke, Texas, United States Charles Schwab Full time
Job Summary

We are seeking a highly skilled Retirement Plan Compliance Specialist to join our team at Charles Schwab. As a key member of our retirement plan services team, you will be responsible for ensuring the compliance of our clients' qualified retirement plans with ERISA and IRS regulations.

Key Responsibilities:

  • Prepare and perform ERISA compliance testing, including ADP/ACP, Top Heavy, Coverage, and 401(a)(4) Nondiscrimination testing.
  • Develop and implement training programs to improve the knowledge and skills of our team members.
  • Partner with our relationship management team to provide exceptional client service and support.
  • Serve as a liaison with external auditors and ERISA consulting firms to resolve complex compliance issues.
  • Assist clients with the preparation of allocations of employer contributions and specialized testing.

Requirements:

  • 4-7 years of experience in the qualified retirement plan industry, with a focus on ERISA compliance testing and reporting.
  • Thorough knowledge of IRS and DOL regulations, including complex non-discrimination testing.
  • Excellent problem-solving skills, strong verbal and written communication skills, and high comfort level with Microsoft Excel.
  • Project leadership experience and ability to meet stringent deadlines.

What We Offer:

  • A competitive benefits package, including a 401(k) plan with company match and employee stock purchase plan.
  • Paid time off, including vacation, volunteering, and a 28-day sabbatical after every 5 years of service.
  • Paid parental leave and family building benefits.
  • Tuition reimbursement and professional development opportunities.

About Us:

At Charles Schwab, we are committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture and focus on your development mean you'll get the tools you need to make a positive difference in the finance industry.



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