Director, Securities Processing

5 days ago


Jersey City, New Jersey, United States Fidelity Investments Full time
Job Summary:

We are seeking a highly skilled Director to join our Restricted Stock Services team at Fidelity Investments. As a Director, you will play a key role in leading a team of professionals who support clients in selling restricted securities while ensuring regulatory compliance.

Key Responsibilities:
  • Lead a team of professionals in providing exceptional service to clients while maintaining regulatory compliance.
  • Supervise, mentor, and educate team members to ensure they have the necessary skills and knowledge to perform their duties effectively.
  • Collaborate with business partners to understand client needs and develop strategies to meet those needs.
  • Stay up-to-date with regulatory changes and ensure the team is compliant with all relevant laws and regulations.
  • Develop and implement processes to improve efficiency and effectiveness within the team.
  • Provide input on business decisions and contribute to the development of business strategies.
Requirements:
  • Bachelor's degree in a related field or equivalent experience.
  • 8-10 years of experience in operations and/or financial services, with a focus on securities processing and compliance.
  • Series 7 and 24 licenses or the ability to obtain them within 180 days.
  • Experience with trading securities, SEC filings, and regulatory compliance.
  • Strong understanding of securities processing operations and broker/dealer compliance policies and procedures.
  • Excellent communication and leadership skills, with the ability to work effectively with cross-functional teams.
What We Offer:
  • A competitive salary range of $85,000-$144,000 per year, based on experience and qualifications.
  • A comprehensive benefits package, including health insurance, retirement plans, and paid time off.
  • Opportunities for professional growth and development, including training and education programs.
  • A dynamic and supportive work environment, with a focus on teamwork and collaboration.
About Fidelity Investments:

Fidelity Investments is a leading financial services company with a mission to strengthen the financial well-being of our clients. We offer a wide range of financial products and services, including investment and retirement planning, brokerage services, and financial education.

We are committed to creating a diverse and inclusive work environment that values and respects the contributions of all employees. If you are a motivated and talented individual who is passionate about delivering exceptional service to clients, we encourage you to apply for this exciting opportunity.



  • Jersey City, New Jersey, United States Citigroup Inc Full time

    Job SummaryThe Debt Securities Transaction Processing Team Lead is an intermediate level position responsible for overseeing debt issuance and processing debt securities transactions. This role requires a strong understanding of securities processing procedures and industry standards.Key ResponsibilitiesResolve complex process problems and provide advanced...


  • Jersey City, New Jersey, United States US Tech Solutions Full time

    About the RoleWe are seeking a highly skilled Operations Specialist to join our team at US Tech Solutions. As an Operations Specialist, you will be responsible for performing specialized operational securities processing activities in support of our business lines.Key ResponsibilitiesScrubbing announcements from market data vendors, company information, and...

  • Safety Director

    8 hours ago


    Jersey City, New Jersey, United States Sysco Full time

    About the RoleSysco is seeking a highly skilled and experienced Safety Director to lead the implementation of our prevention-focused health, safety, and environmental (HSE) and security program. This is a critical role that will establish, execute, and deliver our Operating Company (OpCo)-specific strategy that supports Sysco's overall HSE objectives,...


  • Jersey City, New Jersey, United States Recruit Secure Full time

    Recruit Secure is collaborating with a large skilled nursing facility to seek an experienced Maintenance Director for direct hire. The Director will be responsible for overseeing all aspects of the facility's maintenance, including electrical, plumbing, HVAC, and mechanical systems. The successful candidate will have a strong background in maintenance...


  • Jersey City, New Jersey, United States Jobot Full time

    Associate Attorney - Securities GroupA prestigious law firm is seeking to add an Associate Attorney to their Securities Group. The successful candidate will possess 2-5 years of experience in civil litigation. While familiarity with FINRA regulations is advantageous, it is not a prerequisite for this position.About the Company:This firm is renowned for its...


  • Jersey City, New Jersey, United States BAE Systems Full time

    Job Description The Planning Director will lead a team that supports a growing product line of franchise programs. The candidate will have in-depth knowledge of planning processes and best practices, ability to implement continuous improvement and automation. Candidate will bring a fresh perspective and systems expertise to better leverage how Planning can...


  • Jersey City, New Jersey, United States Jobot Full time

    Associate Attorney - Securities GroupJobot, a prominent law firm, is seeking to recruit an Associate Attorney to enhance their securities group. The successful applicant should possess 2-5 years of experience in civil litigation. While familiarity with FINRA regulations is advantageous, it is not a prerequisite for this position.About Jobot:Our firm is...

  • Security Ambassador

    5 days ago


    Jersey City, New Jersey, United States Fidelity TalentSource LLC Full time

    Job Summary:The Security Ambassador is a key member of the Global Security Operations team, responsible for providing exceptional customer service and ensuring the safety and security of Fidelity's associates, customers, and property. This role requires a strong understanding of physical security principles and the ability to work effectively in a fast-paced...


  • Jersey City, New Jersey, United States JPMorganChase Full time

    Job Description The Chief Data & Analytics Office (CDAO) at JPMorgan Chase is responsible for accelerating the adoption of advanced AI/ML technologies across the firm. Bring your expertise to take part in this exciting mission, utilizing your strong and insightful technical and people skills. We look, first and foremost, for people who are passionate about...


  • Jersey City, New Jersey, United States Expedient Staffing Solutions Full time

    Job Summary:The Operations Specialist – DTC Settlements is a key role within Expedient Staffing Solutions, responsible for handling specialized functions in Trade Processing. This position focuses on security trades settling at DTC, requiring a high level of expertise and attention to detail.Key Responsibilities:Process and settle trades for equities,...


  • Jersey City, New Jersey, United States BAE Systems Full time

    Job Description See what you're missing. Our employees work on the world's most advanced electronics – from detecting threats for F-35 pilots to illuminating the night for soldiers. Spanning air, land, sea, and space, we are developing the technology of tomorrow, delivered today. Drawing strength from our differences, we're innovating for the future. And...


  • Jersey City, New Jersey, United States Diverse Lynx Full time

    Position OverviewWe are seeking a knowledgeable SAP Security Specialist to join our team at Diverse Lynx. This role is crucial for ensuring the integrity and security of our SAP systems. The ideal candidate will possess a robust background in SAP security and governance, risk, and compliance (GRC).Key ResponsibilitiesManage SAP User Provisioning...


  • Jersey City, New Jersey, United States BAE Systems Full time

    Job Description Continue your career as a cybersecurity professional with BAE Systems, supporting and protecting information systems critical to national security at one of the leading companies in Aerospace and Defense. Develop your Information Assurance (IA) career through hands on application, work with seasoned professionals, and a training and...


  • Jersey City, New Jersey, United States Veterans Sourcing Group Full time

    Job OverviewPosition - Lead Security Operations AdministratorLocation - RemoteEmployment Type - Full-timeRole SummaryThe Lead Security Operations Administrator is accountable for directing and enhancing the organization's security framework, which encompasses policies, standards, and operational procedures. The main objective is to mitigate risks and...


  • Jersey City, New Jersey, United States Career Developers Full time

    Referral Program: We value your network! Career Developers Inc. is a reputable staffing and consulting firm with a legacy of 30 years in delivering excellence. As a proud GSA Contract holder, we specialize in providing comprehensive staffing solutions tailored for both commercial and governmental sectors across the nation. Our selective partnerships with...


  • Jersey City, New Jersey, United States Encore Global Full time

    Regional Director, VenuesThe Regional Director, Venues is responsible for the overall management of operations within an assigned market or allocated locations in a region, ensuring a high quality of service with venue partners, customers, and vendors.Key ResponsibilitiesTeam Leadership and DevelopmentEmbody and promote the company's Core Values.Act as a...


  • Jersey City, New Jersey, United States JPMorganChase Full time

    Job Description The Chief Data & Analytics Office (CDAO) at JPMorgan Chase is responsible for accelerating the adoption of advanced AI/ML technologies across the firm. Bring your expertise to take part in this exciting mission, utilizing your strong and insightful technical and people skills. We look, first and foremost, for people who are passionate about...


  • Jersey City, New Jersey, United States JPMorganChase Full time

    Job Description The Chief Data & Analytics Office (CDAO) at JPMorgan Chase is responsible for accelerating the adoption of advanced AI/ML technologies across the firm. Bring your expertise to take part in this exciting mission, utilizing your strong and insightful technical and people skills. We look, first and foremost, for people who are passionate about...


  • Jersey City, New Jersey, United States JPMorganChase Full time

    Job Description Embrace the challenge of maintaining robust digital security, driving operational excellence, and implementing cutting-edge solutions in cybersecurity.As a Security Operations Vice President in Cybersecurity and Enterprise Technology team of the Corporate Sector, you will contribute significantly to safeguarding the organization's digital...


  • Jersey City, New Jersey, United States Connvertex Technologies Inc. Full time

    Job OverviewWe are seeking a skilled Windows Security Specialist to join our team at Connvertex Technologies Inc. This role is crucial in ensuring the security and integrity of our desktop environments.Key ResponsibilitiesEssential Skills:Proficient in managing desktop environments, including Intune (MDM), SCCM, Office 365, Azure, Active Directory, and...