Associate Principal, Business

4 weeks ago


Chicago, Illinois, United States Options Clearing Corporation Full time
About the Role

We are seeking a highly skilled Associate Principal, Business to join our team at the Options Clearing Corporation. As a key member of our organization, you will play a critical role in supporting the delivery of assigned audits within our annual audit plan.

Key Responsibilities
  • Support the team on delivery of assigned audits within the annual audit plan.
  • Support the team confirming a professional auditee experience.
  • Owning the audit quality, accuracy of results, and delivery in a timely manner.
  • Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team.
  • Evaluate exceptions or inefficient practices for root causes and propose advice and recommendations for achievable solutions.
Requirements
  • Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions.
  • Strong problem-solving and analytical capabilities.
  • Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports.
  • Ability to work independently or as part of a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion.
Preferred Qualifications
  • Experience working in a complex, fast-paced environment.
  • Experience using the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA).
  • Consulting and/or accounting firm experience.
  • Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
What We Offer
  • A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness.
  • A hybrid work environment.
  • Tuition Reimbursement to support your continued education.
  • Student Loan Repayment Assistance.
  • Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely.
  • Generous PTO and Parental leave.
  • Competitive health benefits including medical, dental, and vision.


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