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Commission Analyst

2 months ago

New York, New York, United States PRI Technology Full time
Job Description

Job Title: Commission Analyst

Company: PRI Technology

Job Type: Full-time

Location: Remote

Job Category: Financial Services

Job Summary

We are seeking a highly skilled Commission Analyst to join our team at PRI Technology. As a Commission Analyst, you will be responsible for managing financial representatives, protégés, registered representatives, professional associates, financial professionals, full-time agents, brokers, and wholesalers compensation and contract terms.

Key Responsibilities
  • Manage Financial Representatives (FRs), Protégés, Registered Representatives (RRs), Professional Associates (PAs), Financial Professionals (FPs), Full-Time Agents (FTAs), Brokers, and Wholesalers compensation and contract terms.
  • Ensure accurate field compensation by interpreting producer contracts and compensation schedules and contract terms.
  • Work closely with the firms Agent Contracting and Licensing (ACL) to ensure that compensation is paid according to the ever-changing and varying state license regulations.
  • Process assignment of commissions adhering to legal requirements.
  • Provide confidential compensation information to various internal departments such as Legal, Audit, and Agency Accounting Services and Manager, Distribution Alliance.
  • Process paper, NSCC, and IPS commission statements and adjustments.
  • Identify the various types of commissions being reported (regular, 12b-1's, and mixed transactions) and product types (mutual fund, variable annuity, variable life, brokerage, and RIA business).
  • Provide customer service by responding to commission-related issues and questions, problem research and resolution, and accurate dissemination of information.
Requirements
  • Work experience in Broker Dealer firms.
  • 5-10 years Financial Services experience.
  • MS Excel experience.
  • End Client communication experience.
What We Offer

We offer a competitive salary and a dynamic work environment. If you are a motivated and detail-oriented individual with a passion for financial services, we encourage you to apply for this exciting opportunity.