Regulatory Compliance Specialist
3 weeks ago
Job Title: Senior Regulatory Analyst
About the Role:
Larson Maddox is seeking a highly skilled Senior Regulatory Analyst to join its team. As a key member of the Legal Division, you will be responsible for providing legal research, analysis, and reporting assistance to attorneys and managers.
Key Responsibilities:
- Conduct research and analysis on regulatory activities, including tracking rulemakings and summarizing legislative and regulatory developments.
- Act as the department's liaison for records information management, maintaining the MELA file plan and overseeing annual records testing activities.
- Create summaries of public comments received in response to notices of proposed rulemaking.
Requirements:
- 2 to 5 years of experience working in a regulatory capacity.
- Bachelor's degree required.
- Solid understanding of legal terminology, procedures, and documentation.
- Outstanding research and analytical skills.
About Larson Maddox:
Larson Maddox is a reputable financial services firm committed to excellence and innovation. We offer a dynamic work environment and opportunities for growth and development.
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