Senior Compliance Specialist

5 days ago


Charlotte, North Carolina, United States VDart Inc Full time
Job Description

Role: Senior Compliance Specialist

Location: Hybrid Onsite

Duration: Contract to Hire

Overview of project/skills required:

  • Must have 2-3 years of experience in a Lead Assessor role in the banking/financial industry
  • It is very important that the resource has NIST CSF experience and great soft skills
  • This resource must have great communication skills, as they will be presenting findings and recommendations/actions from the SVP level to the SME (Data Analyst) level
  • The team is assessing the entire organization, with over 1000 pieces of evidence in each assessment cycle, and over 300 controls that they are looking at
  • Should have experience with Maturity Assessments
  • Responsible for conducting independent comprehensive assessments of management, operational, and technical security controls and control enhancements employed within or inherited by a system to determine its overall effectiveness
  • Evaluates the effectiveness of control design and operation to meet compliance requirements
  • Performs or facilitates various assessments based on banking requirements and security controls (NIST CSF, FFIEC, OCC, EUBA, OSFI, and NIST-CRI)
  • Communicates assessment observations with stakeholders to confirm understanding
  • Prepares draft reporting inclusive of assessments, summaries, findings, and recommendations for management review
  • Performs compliance reviews at the request of management for updates to business processes or new initiatives

Key Responsibilities:

  • Demonstrate comprehensive familiarity with security controls, control implementation, assessment process and control maturity
  • Proven track record of successfully leading security and compliance initiatives at a project level
  • Strong analytical skills and ability to assess complex problems and translate them into actionable strategies
  • Excellent communication and interpersonal skills, with the ability to collaborate at all organizational levels
  • Two to Three years' experience in a lead assessor role using NIST Cyber Security Control Framework
  • Deep understanding of evaluation and validation principles and practices
  • Ideal candidate industry certifications; CISA, CRISC, CISM, QSA


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