Compliance Specialist

2 months ago


Miami FL USA, United States Segrera Associates Full time
Job Summary

We are seeking a highly organized and detail-oriented Compliance Specialist to join our team at Segrera Associates. The successful candidate will be responsible for ensuring the accuracy and maintenance of legal documents related to investments.

Key Responsibilities
  • Document Preparation: Prepare subscription and redemption documents needed for investments, ensuring timely and accurate completion.
  • Record Management: Organize and retain legal documents related to investments, maintaining a secure and easily accessible repository.
  • Audit and Compliance: Conduct regular audits to ensure the accuracy and integrity of legal records, identifying and addressing any discrepancies or issues.
  • Corporate Resolutions: Provide corporate resolutions for investments and maintain them in good order, ensuring compliance with regulatory requirements.
  • Due Diligence: Conduct due diligence on investments and entities, ensuring compliance with KYC/AML requirements and providing support to the team as needed.
  • Legal Support: Collaborate with counsel on real estate transactions and other independent legal projects, ensuring timely and accurate completion.
  • Documentation and Filing: Maintain real estate transaction documentation, tax filings, and other records in good order, ensuring compliance with regulatory requirements.
  • Previous Experience: Leverage previous experience in alternative investment management documentation to ensure seamless integration and compliance.
  • Liaison and Communication: Serve as a liaison with registered agents, ensuring effective communication and coordination.
  • Compliance and Reporting: Maintain all corporate documents in good order, ensuring compliance with regulatory requirements and timely reporting.

Requirements

  • Previous experience in alternative investment management documentation.
  • Strong organizational and time management skills.
  • Ability to work independently and as part of a team.
  • Excellent communication and interpersonal skills.

Submit Your Application



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