Compliance Specialist
2 months ago
We are seeking a highly organized and detail-oriented Compliance Specialist to join our team at Segrera Associates. The successful candidate will be responsible for ensuring the accuracy and maintenance of legal documents related to investments.
Key Responsibilities- Document Preparation: Prepare subscription and redemption documents needed for investments, ensuring timely and accurate completion.
- Record Management: Organize and retain legal documents related to investments, maintaining a secure and easily accessible repository.
- Audit and Compliance: Conduct regular audits to ensure the accuracy and integrity of legal records, identifying and addressing any discrepancies or issues.
- Corporate Resolutions: Provide corporate resolutions for investments and maintain them in good order, ensuring compliance with regulatory requirements.
- Due Diligence: Conduct due diligence on investments and entities, ensuring compliance with KYC/AML requirements and providing support to the team as needed.
- Legal Support: Collaborate with counsel on real estate transactions and other independent legal projects, ensuring timely and accurate completion.
- Documentation and Filing: Maintain real estate transaction documentation, tax filings, and other records in good order, ensuring compliance with regulatory requirements.
- Previous Experience: Leverage previous experience in alternative investment management documentation to ensure seamless integration and compliance.
- Liaison and Communication: Serve as a liaison with registered agents, ensuring effective communication and coordination.
- Compliance and Reporting: Maintain all corporate documents in good order, ensuring compliance with regulatory requirements and timely reporting.
Requirements
- Previous experience in alternative investment management documentation.
- Strong organizational and time management skills.
- Ability to work independently and as part of a team.
- Excellent communication and interpersonal skills.
Submit Your Application
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