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AML Compliance Specialist

2 months ago

Hartford, Connecticut, United States Crowe LLP Full time
Your Journey at Crowe Starts Here:
At Crowe, you have the opportunity to deliver innovative solutions to today's complex business issues.

Crowe's accounting, consulting, and technology personnel are widely recognized for their in-depth expertise and understanding of sophisticated process frameworks and enabling technologies, along with their commitment to delivering measurable results that help clients build business value.

Our focus on emerging technology solutions along with our commitment to internal career growth and exceptional client value has resulted in a firm that is routinely recognized as a "Best Place to Work." We are 75 years strong and still growing.


Position Overview:
Crowe is seeking a meticulous individual to join our dynamic Financial Crime Compliance team.

As a member of our Financial Crime team, you will collaborate with a diverse group of professionals dedicated to providing state-of-the-art industry AML and regulatory best practices, aimed at assisting clients in maintaining a robust and compliant AML risk management framework.

The ideal candidate will possess a comprehensive understanding of Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) regulations; familiarity with regulatory consent order action plans and artifact validation; risk and control matrices; and design/operational effectiveness testing.

This role will concentrate on long-term AML consent order validations (12+ months) at complex large and mid-sized financial institutions. Projects are facilitated remotely in a collaborative team environment.

Key Responsibilities:
  • Assisting financial services clients who are under consent orders in need of remediation/validation of artifact packages
  • Managing multiple teams and workstreams while providing performance feedback to all team members
  • Cultivating relationships with a variety of clients
  • Anticipating and addressing client concerns and resolving issues as they arise
  • Promoting innovative ideas and business solutions that result in extended services to existing clients
Serving as a career coach and mentor for new staff.

Required Qualifications:
  • Bachelor's Degree
  • Advanced verbal and written communication skills
  • Certified Anti-Money Laundering Specialists (CAMS), Certified Internal Auditor (CIA), Certified Information Systems Analyst (CISA), Certified Regulatory Compliance Manager (CRCM) or other relevant professional certification
  • 5+ years' experience in leading or facilitating AML/BSA reviews, consulting/advisory services and/or internal audit/compliance reviews at globally diversified financial services organizations
  • Prior financial services internal audit consulting or financial services third line internal audit experience
  • Experience providing oversight and managing the development and testing process against remediation action plans
  • Experience with second or third line control effectiveness testing against remediation action plans
  • Effective project and time management, collaboration, and communication skills with all levels of the organization, including excellent organizational skills and experience monitoring deadlines and tracking documentation for timely submission to senior management and/or regulators.
  • Experience identifying, assessing, challenging and overseeing the satisfactory resolution of issues, including ensuring adequate management of remediation plans and validation
Ability to travel up to 5% if requested for project(s).

Preferred Qualifications:
  • Demonstrated supervisory, management and/or team leadership experience, preferably in a consulting environment for all phases of an audit, inclusive of planning, conducting and documenting process walkthroughs, developing and executing test procedures and reporting of deliverables
  • High proficiency with AML/BSA regulatory requirements for retail banking activities, products and services, inclusive of a high level of expertise in banking regulations, directives and guidance
  • Experience in developing/reporting of KRIs/KPIs for consent order validations
  • Experience submitting written or oral reports of audit results to senior management and audit committees including findings, analysis, conclusions and recommended actions
  • Knowledge and practical use of statistical analytics and testing methods
  • Experience working in a project environment with top 50 banks
  • Experience working in a professional services or project-based environment

Our Benefits:
At Crowe, we know that great people are what makes a great firm. We value our people and offer employees a comprehensive benefits package.

How You Can Grow:
We will nurture your talent in an inclusive culture that values diversity.

You will have the chance to meet on a consistent basis with your Career Coach that will guide you in your career goals and aspirations.


About Crowe:
Crowe is one of the largest public accounting, consulting and technology firms in the United States.

Crowe uses its deep industry expertise to provide audit services to public and private entities while also helping clients reach their goals with tax, advisory, risk and performance services.

Crowe is recognized by many organizations as one of the country's best places to work.

Crowe serves clients worldwide as an independent member of Crowe Global, one of the largest global accounting networks in the world.

The network consists of more than 200 independent accounting and advisory services firms in more than 130 countries around the world.

Crowe LLP provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.

Crowe LLP does not accept unsolicited candidates, referrals or resumes from any staffing agency, recruiting service, sourcing entity or any other third-party paid service at any time.

Any referrals, resumes or candidates submitted to Crowe, or any employee or owner of Crowe without a pre-existing agreement signed by both parties covering the submission will be considered the property of Crowe, and free of charge.