Senior Compliance Specialist in Clearing Division

Job OverviewWe are seeking a highly skilled Compliance Officer for our Prime Brokerage team, responsible for overseeing and enforcing regulatory compliance. The role also involves broader oversight of the correspondent clearing compliance, prime brokerage-specific compliance, including margin requirements, client onboarding, AML/KYC, and risk management...

Job DescriptionAs a Senior Compliance Manager, you will be responsible for ensuring the firm adheres to all regulatory frameworks while managing potential compliance risks in a high-paced trading environment. You will oversee risk management practices within the prime brokerage division, ensuring regulatory limits on leverage, margin requirements, and...

About the RoleAs a DOT Compliance Specialist, you will be responsible for conducting on-site drug and alcohol testing at various transportation hubs. You will work closely with leadership to ensure compliance with federal regulations and maintain accurate records.This role requires excellent communication skills, attention to detail, and the ability to work...

About the RoleWe are seeking an experienced Clearing Specialist to join our US IT team in Jersey City, NJ. As a critical member of the team, you will be responsible for driving business growth and improving operational efficiency.The successful candidate will have a strong background in listed derivatives and back office perimeters, with excellent analytical...

Job Title: Senior DevOps SpecialistJob Description:Syntricate Technologies is looking for a skilled Senior DevOps Specialist to join our team. As a Senior DevOps Specialist, you will be responsible for ensuring the smooth operation of our applications in the cloud. This includes designing, building, and maintaining cloud-based systems, as well as...

About MoomooMoomoo is a leading innovator in the financial services industry, with two SEC registered broker-dealers and a cryptocurrency brokerage under its wing. Our mission revolves around transforming the investing landscape through a digitized platform that enhances the investment experience. Here's an overview of our key entities: Futu Clearing Inc.: A...

Company OverviewFutu US Inc. is a leading provider of financial services, operating two SEC registered broker-dealers and a cryptocurrency brokerage under the umbrella of Futu Holdings Limited (Nasdaq: FUTU). Our mission focuses on innovating the investing landscape through a digitized brokerage and wealth management platform that elevates the investment...

We are seeking an experienced Compliance Risk Management Specialist to join our team at Lenmar Consulting Inc in Jersey City, NJ.About the JobThis is a W2 Contract opportunity that offers a competitive salary of $59 per hour, with no benefits.The job duration is 12 months plus, and the location is Jersey City, NJ. We are looking for a highly skilled...

We are seeking a highly skilled Senior Director of Risk and Compliance to join our Risk Management team. In this role, you will be responsible for overseeing the management of complex/critical/large professional disciplinary areas within Citigroup, Inc.This position requires a comprehensive understanding of multiple areas within a function and how they...

We are seeking a highly motivated and experienced Senior Specimen Collector Specialist to join our team of accredited drug and alcohol collectors and safety ambassadors for major transportation providers. As an independent contractor, you will be responsible for conducting on-site drug & alcohol testing at transportation hubs, preparing and submitting...

Job OverviewWe are seeking a talented Compliance Technology Specialist to join our team at Jefferies Financial Group Inc. This role is responsible for developing, integrating, and maintaining applications to ensure legal and regulatory compliance within the organization.

About the RoleWe are seeking a Senior Compliance Risk Officer to join our team at Citigroup, Inc. in Jersey City, New Jersey. As a key member of our Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or...

About Us">Jobs for Humanity is a leading technology firm that powers the global economy. Our innovative teams drive success in Sales, Software, Data, Business, and Staffing.">Your Role">We are seeking an experienced Trade Compliance Specialist to join our team. This full-time position requires a Bachelor's Degree and relevant work experience.">Job...

Job OverviewWe are seeking a Senior Compliance Manager, Digital Advertising to join our team at Moomoo Financial Inc. This role involves overseeing and reviewing marketing/PR/branding materials to ensure compliance with relevant laws, company policies, and regulations set by FINRA and the SEC. The ideal candidate will have a strong business-supporting...

Job OverviewAxiom Software Solutions Limited is a dynamic and innovative company seeking a highly skilled Regulatory Compliance Specialist to join our team.

Job Overview: As an Academic and Compliance Specialist at Eastern International College, you will play a vital role in shaping our academic programs and ensuring their alignment with regulatory requirements. Your expertise in compliance and ability to communicate effectively will be essential in this position.With a terminal degree and three years of related...

Job OverviewWe are seeking an experienced Academic and Compliance Specialist to join our team at Eastern International College. In this role, you will be responsible for coordinating the development of new academic programs, ensuring regulatory compliance, and coordinating faculty professional development activities.A successful candidate will have a strong...

Job OverviewThe Government Securities Division (GSD) of the Fixed Income Clearing Corporation (FICC), a subsidiary of ZAR IT Solutions, provides real-time trade matching, clearing, risk management, and netting for trades in US Government debt issues.We are seeking a highly skilled Senior Quantitative Developer to join our team. This role is responsible for...

Job Summary: We are seeking a Senior Software Engineer - Compliance to join our team at Jefferies Financial Group Inc. The ideal candidate will have experience in developing, integrating, and maintaining applications to ensure legal and regulatory compliance within the organization.Key Responsibilities: Develop, integrate, and maintain applications to...

Job Description:You will work as a Senior Regulatory Affairs Specialist, responsible for designing a compliance program that supports various new products and services. You will proactively identify and address regulatory issues and ensure that regulatory requirements are met. As a key member of the Enterprise Services Compliance team, you will collaborate...