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Senior Compliance Auditor

2 months ago


Birmingham, Alabama, United States ServisFirst Bank Full time
Join the Team at ServisFirst Bank

At ServisFirst Bank, we pride ourselves on our commitment to excellence. We are currently in search of a Senior Auditor to enhance our auditing capabilities.

Key Responsibilities:
  • Develop and nurture robust relationships with bank leadership and audit subjects
  • Independently strategize and execute risk-focused audits in accordance with established industry practices
  • Record audit findings and suggest improvements for control measures and operational procedures
  • Work collaboratively with management to identify and resolve audit-related challenges
  • Generate comprehensive reports for executive management and the Board
  • Conduct assessments as part of the annual SOX compliance initiatives
  • Support the Internal Audit Risk Assessment and Planning processes
  • Engage with external auditors, regulatory examiners, and bank staff as necessary
  • Keep abreast of industry developments and regulatory changes
  • Undertake special projects as assigned by management
  • Review and provide constructive feedback on workpapers prepared by colleagues
  • Ensure adherence to all relevant regulations and institutional policies
Essential Qualifications:
  • Bachelor's degree in accounting, finance, or a related discipline
  • A minimum of 5 years' experience in auditing, risk management, or compliance
  • Preferred certifications include CPA, CIA, or CRCM
  • Demonstrated ability to manage multiple priorities and meet deadlines
  • Excellent communication skills with the ability to engage various stakeholders
  • Familiarity with federal and state compliance requirements
  • Proficient in Microsoft Office applications
  • Strong analytical and critical thinking abilities
Work Environment and Physical Demands:
  • Requires prolonged periods of standing and sitting
  • Frequent use of computer systems and occasional public speaking engagements
  • Occasional lifting of items up to 20 pounds
  • Standard office setting with some travel obligations

ServisFirst Bank is an Equal Opportunity Employer.