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Senior Compliance Auditor
2 months ago
At ServisFirst Bank, we pride ourselves on our commitment to excellence. We are currently in search of a Senior Auditor to enhance our auditing capabilities.
Key Responsibilities:- Develop and nurture robust relationships with bank leadership and audit subjects
- Independently strategize and execute risk-focused audits in accordance with established industry practices
- Record audit findings and suggest improvements for control measures and operational procedures
- Work collaboratively with management to identify and resolve audit-related challenges
- Generate comprehensive reports for executive management and the Board
- Conduct assessments as part of the annual SOX compliance initiatives
- Support the Internal Audit Risk Assessment and Planning processes
- Engage with external auditors, regulatory examiners, and bank staff as necessary
- Keep abreast of industry developments and regulatory changes
- Undertake special projects as assigned by management
- Review and provide constructive feedback on workpapers prepared by colleagues
- Ensure adherence to all relevant regulations and institutional policies
- Bachelor's degree in accounting, finance, or a related discipline
- A minimum of 5 years' experience in auditing, risk management, or compliance
- Preferred certifications include CPA, CIA, or CRCM
- Demonstrated ability to manage multiple priorities and meet deadlines
- Excellent communication skills with the ability to engage various stakeholders
- Familiarity with federal and state compliance requirements
- Proficient in Microsoft Office applications
- Strong analytical and critical thinking abilities
- Requires prolonged periods of standing and sitting
- Frequent use of computer systems and occasional public speaking engagements
- Occasional lifting of items up to 20 pounds
- Standard office setting with some travel obligations
ServisFirst Bank is an Equal Opportunity Employer.