Compliance Policy Specialist
1 week ago
About the Job
HireFinder is seeking a highly motivated and detail-oriented Compliance Policy Specialist to join our team. As a key member of our compliance department, you will work closely with our Compliance Consultants to ensure seamless delivery of consulting services to our clients.
Key Responsibilities:
- Assist in the development and implementation of comprehensive compliance policies and procedures for RIA clients.
- Conduct thorough research on industry regulations and requirements (SEC, DOL, etc.) to stay up-to-date on industry developments.
- Analyze and evaluate regulatory changes to ensure alignment with advisory operations and compliance policies.
- Collaborate with Compliance Consultants to develop and maintain WordPress websites, including membership tracking and content posts.
- Maintain accurate records of RIA client and compliance resource information.
Requirements:
- Bachelor's degree or equivalent combination of experience and education required.
- Work experience in a compliance analyst role or related field preferred.
- Exceptional analytical and communication skills are essential for success in this position.
Estimated Salary Range: $60,000 - $80,000 per year
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