Compliance Policy Specialist

1 week ago


Tigard, Oregon, United States HireFinder Full time

About the Job

HireFinder is seeking a highly motivated and detail-oriented Compliance Policy Specialist to join our team. As a key member of our compliance department, you will work closely with our Compliance Consultants to ensure seamless delivery of consulting services to our clients.

Key Responsibilities:

  • Assist in the development and implementation of comprehensive compliance policies and procedures for RIA clients.
  • Conduct thorough research on industry regulations and requirements (SEC, DOL, etc.) to stay up-to-date on industry developments.
  • Analyze and evaluate regulatory changes to ensure alignment with advisory operations and compliance policies.
  • Collaborate with Compliance Consultants to develop and maintain WordPress websites, including membership tracking and content posts.
  • Maintain accurate records of RIA client and compliance resource information.

Requirements:

  • Bachelor's degree or equivalent combination of experience and education required.
  • Work experience in a compliance analyst role or related field preferred.
  • Exceptional analytical and communication skills are essential for success in this position.

Estimated Salary Range: $60,000 - $80,000 per year



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