Financial Regulatory Specialist

**Job Overview**">We are seeking a highly skilled Regulatory Communications Specialist to join our team at the Financial Industry Regulatory Authority (FINRA). As a key member of our corporate affairs department, you will play a crucial role in planning and implementing proactive communications strategies to advance FINRA's regulatory mission and business...

Key QualificationsBachelor's degree in Accounting, Finance, Economics, Business Administration or related fields and a minimum of ten (10) years of experience in market surveillance or related regulatory functions gained within a financial institution, regulatory organization or professional services firm; or an equivalent combination of education and...

ResponsibilitiesAs an Operational Excellence Specialist at the Financial Industry Regulatory Authority, you will be responsible for managing multiple, complex, cross-program initiatives simultaneously; creating effective plans to manage inter-dependencies; and ensuring that roles, responsibilities, and expectations are clearly defined and understood to...

About Us">The Financial Industry Regulatory Authority (FINRA) is a non-profit organization dedicated to protecting investors and maintaining fair and efficient markets. As a leader in financial regulation, we are committed to fostering trust and confidence in the capital markets.Our MissionWe aim to ensure that firms in the US securities markets operate...

Company Overview">The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization that plays a critical role in maintaining the integrity of the US securities markets. Our mission is to protect investors and facilitate fair and efficient markets.SalaryWe offer competitive salaries based on location, experience, and qualifications....

About the Role:We are seeking a highly experienced Senior Data Analyst to join our Regulatory Reporting team. As a key member of this team, you will be responsible for analyzing and interpreting large datasets to inform business decisions and drive strategic initiatives.Your primary focus will be on developing and maintaining high-quality reports and...

Job Description: As a Technical Business Analyst in the Regulatory Compliance team, you will be responsible for ensuring alignment on regulatory initiatives and project milestones. Your primary focus will be on serving as a point of contact for all matters related to Regulation 2052 A compliance.Responsibilities:Collaborate with cross-functional teams to...

Key Responsibilities:As a Principal Business Intelligence Specialist, you will play a critical role in driving business insights and decision-making through advanced data analysis and visualization.You will develop and maintain comprehensive reports and dashboards to meet stakeholder needs and ensure compliance with regulatory requirements.Work closely with...

Regulatory Reporting SpecialistWe are seeking a highly skilled Regulatory Reporting Specialist to join our team. As a Senior Accounting Analyst, you will be responsible for providing high-quality regulatory reporting services to our business partners. Your expertise will be essential in supporting various legal entities in multiple jurisdictions and driving...

We're looking for a Regulatory Data Business Development Specialist to join our team at Bloomberg. As a global leader in business and financial information, news, and insight, we use innovative technology to deliver trusted data and bring transparency to the financial markets.Our customers around the globe rely on us for the information and tools they need...

Job Summary">We are seeking an experienced journalist to join our team as a Financial Regulatory Correspondent in New York. As a key member of our editorial staff, you will be responsible for reporting on financial regulatory developments, analyzing legislative proposals, and conducting interviews with industry experts. Your work will be published across...

Bloomberg Finance seeks a highly skilled Capital and Liquidity Senior Specialist to support the CFO Regulated Entity group in the Enterprise Products division. As a key member of the team, you'll provide critical accounting and financial services to Bloomberg's electronic trading platform regulated entities.Your responsibilities will include:Preparation and...

Job Summary:We are seeking an experienced Regulatory Reporting Specialist to join our team at Genesis10. In this role, you will work closely with our clients in the financial services sector to develop and implement regulatory reporting processes. As a key member of our team, you will be responsible for analyzing complex data sets, identifying trends, and...

**Job Description:**As a Regulatory Reporting Process Specialist at IntePros, you will play a key role in ensuring the accuracy and timeliness of our financial reporting processes. This includes developing new regulatory reporting processes, enhancing existing frameworks, and implementing compliance initiatives.Main Responsibilities:- Develop and maintain...

About the Role: We are seeking a highly skilled Regulatory Reporting Specialist to join our team at Apex Systems. This role will involve working closely with financial services teams to analyze financial products and large datasets, including transactional and reference data.Main Responsibilities:Collaborate with financial services teams to analyze financial...

As a key member of the United Nations FCU team, you will play a vital role in ensuring the timely and accurate preparation and submission of regulatory reporting. This involves collaborating with the manager and other team members to produce regular reports and in-depth analysis for internal and external stakeholders.Your expertise in financial analysis and...

Overview:Technogen International Company is a leading provider of innovative financial solutions. We are committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.Job Summary:We are seeking a highly experienced Business Analyst to join our regulatory compliance team. The ideal candidate will...

Our client, a major bank in New York City, is looking for talented Technology Regulatory Affairs Specialist.Do you have the right skills and experience for this role Read on to find out, and make your application.Permanent position with competitive compensation package (base is 170 - 195K), excellent benefits, and target bonus.This is hybrid commute position...

Our client, a major bank in New York City, is looking for talented Technology Regulatory Affairs Specialist.The following information provides an overview of the skills, qualities, and qualifications needed for this role.Permanent position with competitive compensation package (base is 170 - 195K), excellent benefits, and target bonus.This is hybrid commute...

Join our Financial Management Department as an AVP, Financial Regulatory Reporting, where you'll play a key role in ensuring compliance with U.S. banking regulations. This position oversees the preparation and submission of regulatory reports to the Federal Reserve Bank (FRB), Office of the Comptroller of the Currency (OCC), and FDIC, while ensuring accuracy...