Risk Management Leader

3 weeks ago


New York, New York, United States Nasdaq Full time

About Us

Nasdaq, a leading global provider of trading and exchange technology, empowers customers to achieve their business goals with confidence. With a diverse portfolio of solutions, Nasdaq helps navigate today's complex capital markets.

As the creator of the world's first electronic stock market, its technology powers more than 100 marketplaces globally, facilitating approximately 1 in 10 securities transactions worldwide. Nasdaq is home to approximately 4,000 total listings with a market value of around $15 trillion.

The Team

As a seasoned leader managing our Market Services audit portfolio, you will be responsible for providing audit assurance through evaluating processes, systems, internal controls, risk management, and governance across the Market Services business segment. Your expertise will ensure effectiveness, industry best practices, and compliance with company and regulatory requirements.

You will oversee teams leading the audit function responsibilities for Nasdaq's North American and European Market Services, located in the United States and Sweden.

Your Role and Responsibilities
  • Determine the audit plan for the Market Services audit portfolios, collaborating with the Internal Audit management team and Chief Audit Executive, while partnering closely with senior business leaders for the North American Market Services business and the European Market Services business.
  • Execute and report on the design and operating effectiveness of controls and processes, as well as risk management and governance across all risk-creating areas of the Market Services business.
  • Deliver results on multiple, concurrent projects, managing conflicting priorities to meet deadlines.
  • Plan, scope, and perform audit procedures in specific Market Services areas.
  • Provide input to auditees on solutions to address audit findings.
  • Maintain relationships with key technology and business stakeholders.
Salary Range

We offer a competitive salary range of $200,000 - $300,000 per year, along with a generous bonus and equity package, comprehensive benefits, and opportunities for growth and professional development.

Benefits & Rewards
  • Wealth Creation: 401(k) program with 6% employer match, Employee Stock Purchase Program with 15% discount, Student loan repayment program up to $10k, Company-paid life and disability plans, Generous paid time off.
  • Prioritizing Health: Comprehensive medical, dental, and vision coverage, Health spending account with employer contribution, Paid flex days for mental wellbeing, Gym membership discounts.
  • Caring for Family: Hybrid home/office schedule (for most positions), Paid parental leave, Fertility benefits, Paid bereavement leave.
  • Connecting with Community: Company gift matching program, Employee resource groups, Paid volunteer days.
  • Growing Career: Education Assistance Program, Robust job skills training and Professional development opportunities.


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