Financial Regulation Director

4 days ago


Jersey City, New Jersey, United States Underground Administration Full time
Main Responsibilities
  • Evaluate and monitor financial risk management controls to ensure adherence to regulatory requirements.
  • Maintain a comprehensive inventory of regulatory requirements to stay up-to-date on changing regulations.
  • Assess policy and procedure compliance to identify areas for improvement.
  • Prepare regular reports for board and senior management on risk management and compliance matters.
  • Support regulatory examinations and inquiries by providing expert guidance and analysis.
  • Monitor key risk compliance requirements to ensure timely identification and mitigation of potential risks.
  • Track regulatory findings and operational incidents to inform risk management strategies.

This role requires strong regulatory knowledge, risk assessment capabilities, process improvement focus, leadership skills, organizational excellence, and cross-functional collaboration ability.



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