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Risk Management Specialist
2 months ago
We are seeking a highly skilled Risk Management Specialist to join our team at Fidelity Investments. As a key member of our Brokerage Risk team, you will play a critical role in advising our dynamic individual investor businesses and helping them save and invest.
Key Responsibilities
- Advise new product, business, and senior leadership on operational risks and risk mitigation strategies.
- Proactively lead risk assessments to identify, assess, and monitor operational risks and control gaps.
- Support and participate in risk governance meetings, including risk committee(s), and develop a new product governance framework.
- Develop and track business unit key risk indicators to monitor operational risk profiles.
- Coordinate risk initiatives with other second-line-of-defense leaders and functions to optimize cross-functional effectiveness.
- Collaborate with legal, risk, and compliance across the organization to identify emerging risks and opportunities.
- Timely investigation of incidents, determine root cause, and advise on corrective actions.
- Oversee Brokerage issue management to ensure compliance with enterprise risk requirements.
Requirements
- 6-8+ years of risk, compliance, legal, or audit experience at financial services institutions.
- Experience with brokerage products and services, brokerage operations, or client service operations, including familiarity with regulatory requirements.
- Strong judgment and analytical skills to excel at quickly analyzing complex risk and business issues in a variety of substantive areas.
- Knowledge of risk frameworks, risk classifications, and experience in conducting risk assessments.
- Proficiency in PowerPoint and Excel and ability to deliver engaging and persuasive presentations and reporting to management.
What We Offer
Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home, including comprehensive health care coverage, market-leading retirement, generous paid time off, and charitable giving employee match program.
We are an equal opportunity employer and welcome those with experience in jobs such as Financial Analyst, Senior Accountant, and Billing, Cost, and Rate Clerk to apply.
