Corporate Lawyer Advisor
1 week ago
We are seeking a highly motivated and experienced Corporate Lawyer Advisor to join our team at Harbor Capital. This role will involve providing legal advice to internal clients and supporting the broader Legal & Compliance Team.
About Us
Harbor Capital is a leading investment management firm headquartered in Chicago, Illinois. We have approximately $64 billion in assets under management and offer a full suite of product offerings, including mutual funds, exchange-traded funds (ETFs), collective investment trusts (CITs) and model portfolio solutions.
Key Responsibilities
- Assist with the preparation of materials for board meetings, including minutes and other relevant documents.
- Support the drafting and reviewing of SEC regulatory filings, such as initial filings and annual updates to the registration statement on Form N-1A, registration statement supplements, business combinations on Form N-14, and information statements.
- Provide legal support with respect to Forms ADV and PF with the SEC, quarterly and annual filings with the NFA and the CFTC, and FINRA filings.
- Review, negotiate and draft a wide range of contracts, including investment management agreements, intermediary and trading agreements for the various products, and general business contracts.
- Conduct legal research on diverse issues, including new regulations and shareholder matters.
Requirements
- Licensed attorney with a strong academic record and experience working with the Investment Company Act of 1940 and Investment Advisers Act of 1940.
- 1-6 years of experience in a major law firm or in-house with a mutual fund company.
- Strong knowledge of the investment management industry and its regulations.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
Salary Range:$85,000 - $120,000 per year
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