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Head of Compliance Audit Oversight

2 months ago

Trenton, New Jersey, United States Mjboyd Full time

Join Mjboyd as the Head of Compliance Audit Oversight

The Head of Compliance Audit Oversight is responsible for leading internal audit initiatives with a focus on regulatory compliance, ensuring alignment with the International Standards set by the Institute of Internal Auditors. Key responsibilities include comprehensive audit planning, evaluating risks, testing internal controls, and guaranteeing adherence to relevant regulations and policies.

  • Design and execute effective audit strategies
  • Identify and evaluate organizational risks
  • Supervise and allocate tasks to audit team members
  • Deliver timely reports on audit findings
  • Ensure compliance with established audit methodologies and regulatory requirements
  • Foster collaborative relationships with stakeholders

Requirements:

  • Over 10 years of experience in internal auditing
  • Thorough knowledge of the financial sector, regulatory frameworks, and consumer compliance
  • Expertise in risk evaluation and audit implementation
  • Exceptional analytical and problem-solving abilities
  • Bachelor's Degree in Accounting or Finance
  • Familiarity with financial regulatory bodies such as OCC, FRB, and FINRA