Internal Controls Specialist

6 days ago


Charlotte, North Carolina, United States Compass Corporate Full time
Job Summary:

This is an exciting opportunity for a Financial Compliance Expert to join the North America Internal Controls team at Compass Corporate. As part of the Second Line of Defense, the team owns the Internal Controls framework and ensures it continues to meet SOX and UK Corporate Governance Code requirements as these evolve.

The role involves working with colleagues across the organization to support a robust internal/financial risk and control environment by providing a 2nd line opinion, sharing best practice and guidance, and ensuring that risk and control issues are documented, challenged, monitored, tested, reported, and escalated according to the organization's governance structure and control frameworks.

The successful candidate will have a strong financial/internal controls background and experience working in Finance Control, Internal Audit, External Audit, Risk Assurance, Controls Assurance, or US SOX. They will also possess excellent analytical skills, stakeholder management, communication, and relationship-building abilities.

Responsibilities:
  • Support the ongoing implementation of the Internal Controls framework
  • Perform day-to-day execution of 2LOD activities such as controls testing, monitoring, tracking, etc.
  • Ensure financial and accounting processes have appropriate controls to optimally manage control risk, assisting with the execution of risk assessments where necessary.
  • Provide ongoing support and review to the organization's largest and complex sectors as they document and operate Risk and Control Matrices (RACMs).
  • Collaborate with process and controls owners to obtain process understanding, documenting the process flows and/or procedure documents.
  • Evaluate control deficiencies and oversee remediation of those deficiencies.
  • Stay up-to-date on internal and external changes that may impact the design or operation of controls and partner with stakeholders to make changes accordingly.
  • Support training initiatives across the organization to improve awareness and understanding of internal control requirements.
  • Partner with both internal and external audit teams to facilitate a streamlined and effective audit process when necessary.
Requirements:
  • Four-year bachelor's degree in accounting or finance.
  • Professional qualification such as CPA or CIA or FRM or CRMP.
  • Two-Three years of experience in financial controls, internal audits, SOX audits, risk and controls assessment, risk assurance, preferably in a big-4 consulting firm or similar industry.
  • Solid understanding of IFRS and/or USGAAP accounting principles.
  • Excellent PC Skills (Word, Excel, Access, PowerPoint, Visio, Electronic audit work papers, etc.).

The estimated salary for this position is $80,000 - $110,000 per year, depending on experience. Compass Corporate offers a comprehensive benefits package, including medical, dental, vision, life insurance, disability insurance, retirement plan, paid time off, holiday time off, associate shopping program, health and wellness programs, discount marketplace, identity theft protection, pet insurance, commuter benefits, employee assistance program, and flexible spending accounts (FSAs). We are an equal opportunity employer and welcome applications from qualified candidates.



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