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Chief Compliance Officer

3 months ago

Florida, United States PhoenixProConnect, LLC Full time

Position Title:

Director of Compliance


Overview

PhoenixProConnect, LLC is partnering with a prominent real estate firm to seek a Compliance Director. This role is pivotal in managing the compliance framework within the organization, ensuring adherence to legal and regulatory requirements, particularly those relevant to investment advisers registered with the U.S. Securities and Exchange Commission. Reporting directly to the General Counsel, you will assess compliance risks, implement necessary corrective measures, and facilitate compliance training for staff.


Key Responsibilities

  • Formulate and execute strategies to guarantee organizational compliance with applicable laws and regulations.
  • Work alongside the General Counsel to create compliance testing and auditing protocols.
  • Identify areas of compliance risk and implement remedial actions.
  • Investigate claims of illegal or unethical behavior, ensuring appropriate responses to any violations.
  • Act as the company representative during audits by external regulatory bodies.
  • Oversee the creation and delivery of compliance training programs.


Qualifications and Experience

Align compliance strategies with the broader objectives of the organization. Develop effective policies and procedures. A Master's degree is required, along with a minimum of 15 years of experience in a relevant field.


Required Skills

  • Ability to mentor and develop team members.
  • Strong leadership and decision-making capabilities.
  • Proficient in problem-solving and analytical thinking.
  • Exceptional verbal and written communication skills.
  • Ability to foster collaborative relationships.
  • Strong analytical and strategic thinking abilities.
  • Sound judgment and decision-making skills.