Financial Crimes Compliance Investigations and Quality Control Specialist

4 days ago

TX United States Guidehouse Full time
Job Title: Financial Crimes Compliance Investigations and Quality Control Analyst

Job Family:

Investigator

Travel Required:

Up to 10%

Clearance Required:

None

Job Summary:

Guidehouse is seeking a highly skilled Financial Crimes Compliance Investigations and Quality Control Analyst to join our team. As a key member of our team, you will be responsible for performing AML alert/case reviews, applying research and analytic techniques to digest complex information sets, and conducting end-to-end reviews of potential illegal or suspicious activity.

Responsibilities:

  • Perform AML alert/case reviews to mitigate risks associated with financial crimes and suspicious activity
  • Apply research and analytic techniques to digest complex information sets and make logical and adequately supported determinations
  • Conduct end-to-end reviews of potential illegal or suspicious activity
  • Assess customer profiles and client data to identify whether activity is consistent with typical purchasing/payment activity
  • Document findings in narrative style format and prepare updates to Project Managers/Team Leads as appropriate
  • Make determinations for potential Suspicious Activity Report (SAR) filings
  • Conduct Quality Control checks on completed cases

Requirements:

  • University/college degree and minimum 2+ years of prior relevant experience
  • Knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance)
  • Experience working with manual and system-generated alerts/cases for the detection of potentially suspicious activity
  • Knowledge of US reporting requirements as it relates to suspicious activity reports and cash transaction activity
  • Ability to detect and mitigate red flags for potential financial crime, including money laundering, terrorism financing activities, and fraud
  • 1 or more years of Quality Control/Quality Assurance experience supporting TMS alerts and/or financial regulatory compliance
  • Strong experience using Excel for reporting

Preferred Qualifications:

  • Bachelor's degree from a university/college
  • 3+ years of experience assessing and reviewing system-generated and manual AML alerts and/or escalations/SAR write-ups for potentially suspicious activity
  • Experience with AML risks associated with cryptocurrencies
  • CAMS certification
  • Specific experience with cryptocurrency products as a user and/or experience working in the digital currency industry
  • End-to-end understanding of Transaction Monitoring/KYC/Screening/Fraud Operations/Jurisdiction-specific SAR filing/Narrative from documentary and non-documentary verification and as per relevant policy, nature of business, source of wealth/funds, and customer screening against the watchlist of Sanctions, PEP, and adverse media
  • Ability to conduct detailed investigations using vendors and open sources to remediate compliance alerts and to independently research, analyze, and recommend solutions to close open items and discrepancies
  • Experience processing financial crime risk management typologies as related to brokerage and virtual currency exchanges
  • Experience in using various risk case management systems
  • The ability to excel within a team environment and independently
  • Effective oral and written communication skills

What We Offer:

Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.

Benefits include:

  • Medical, Rx, Dental & Vision Insurance
  • Personal and Family Sick Time & Company Paid Holidays
  • Position may be eligible for a discretionary variable incentive bonus
  • Parental Leave
  • 401(k) Retirement Plan
  • Basic Life & Supplemental Life
  • Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
  • Short-Term & Long-Term Disability
  • Tuition Reimbursement, Personal Development & Learning Opportunities
  • Skills Development & Certifications
  • Employee Referral Program
  • Corporate Sponsored Events & Community Outreach
  • Emergency Back-Up Childcare Program

About Guidehouse:

Guidehouse is an Equal Employment Opportunity/Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, national origin, ancestry, citizenship status, military status, protected veteran status, religion, creed, physical or mental disability, medical condition, marital status, sex, sexual orientation, gender, gender identity or expression, age, genetic information, or any other basis protected by law, ordinance, or regulation.

Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.

If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at or via email at All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.

Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.

By applying, you consent to your information being transmitted by Jobcase to the Employer, as data controller, through the Employer's data processor SonicJobs.
See Guidehouse Privacy Policy at and SonicJobs Privacy Policy at and Terms of Use

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