Senior Financial Analyst

4 weeks ago

New York, New York, United States Apex Fintech Solutions Full time
About This Role

The Senior Financial Analyst on the Apex Finance team is responsible for handling regulatory reporting functions for the firm. This role interacts with several APEX teams, including Billing, Accounting, Treasury, Client Service, Operations, Compliance, and Technology.

The senior level contributor must be a critical thinker, analytical, energetic, and possess strong attention to detail. Specifically, the senior level individual contributor is expected to manage larger and/or more complex daily tasks, independently solve complex problems on behalf of themselves and other team members, help recommend and implement ideas that improve the overall group performance, train other team members and perform supervisory review of reporting and/or processes.

The ideal candidate will have experience in broker-dealer accounting and broker-dealer operations.

Key Responsibilities
  • Take an active role in the calculation of the 15c3-3 weekly reserve computation, including completing schedules, researching issues that arise, and taking the lead role in the reserve review meeting.
  • Prepare the 15c3-1 monthly FOCUS report. Calculate capital charges, including haircuts, margin calls, and fails to deliver/receive, to arrive at net capital. Lead accounting management through a review of the computation.
  • Assist with the monthly accounting close, particularly as it relates to FOCUS related items, including customer balances, stock borrow/stock loan, and fails to deliver/receive.
  • Maintain reconciliations of balance sheet accounts for review in monthly close meeting.
  • Calculate daily segregation requirements of the futures business according to Title 17 of the CFTC.
  • Take an active role in our annual financial statement audit and our regulatory examinations from FINRA, SEC, and NFA.
  • Prepare quarterly filings such as Supplemental Statement of Income and FORM Custody.
  • Prepare the firm's SIPC assessment calculations.
  • Drive process improvement. Continually search for more efficient and innovative methods of performing responsibilities through automation while maintaining a high level of standards in reporting to regulators.
  • Calculate the firm's estimated net capital on a daily basis.
  • Maintain a high level of knowledge of the customer protection rule and net capital rule and be able to apply these rules effectively.
  • Stay current on rule changes and updates. Research rules to address questions and inquiries from Operations and other groups within the firm.
Requirements
  • Bachelor's degree in accounting, finance or related field or equivalent experience
  • 4+ years of experience in broker-dealer regulatory reporting or broker-dealer operations.
  • General ledger experience.
  • Working knowledge of SEC rule 15c3-1 and SEC rule 15c3-3.
  • Excellent communication (verbal and written) skills and the ability to communicate constructively within the department and the firm
  • Excellent attention to detail and an exceptionally high degree of initiative/adaptability
  • Ability to work independently as well as in a team environment
  • Ability to work with numerous and conflicting deadlines
  • Ability to exercise independent judgment
  • Strong analytical skills to solve complex problems
  • Proficient in Microsoft 365
  • Familiarity with futures industry regulatory reporting
  • Experience using NetSuite accounting system
  • Intermediate to Advanced Excel abilities
  • FINRA Series 27, 7 or 99 is a plus

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States BMO Financial Group Full time

    As a key member of the BMO Financial Group team, the Senior Financial Analyst will play a critical role in consolidating, analyzing, and reporting on the financial performance of the business or group. This includes supporting the month-, quarter-, and year-end closing process, as well as financial reporting and governance.The ideal candidate will have a...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States BMO Financial Group Full time

    Job Summary:We are seeking a highly skilled Senior Financial Analyst to join our team at BMO Financial Group. As a key member of our Capital Markets Finance team, you will be responsible for consolidating, analyzing, and reporting on the financial performance of our business/group to support the month-, quarter-, and year-end closing process.Key...

  • Financial Analyst Intern

    4 weeks ago

    New York, New York, United States Rockefeller Financial Full time

    About Rockefeller Financial:Rockefeller Financial is a leading independent financial advisory services firm established in 2018. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets...

  • Senior Financial Analyst

    1 month ago

    New York, New York, United States L'Occitane En Provence Full time

    Job Title: Senior Financial AnalystJoin L'Occitane En Provence as a Senior Financial Analyst and become a key business partner to various stakeholders within the company. As a Senior Financial Analyst, you will be responsible for preparing financial analyses, maintaining current financial reports, and providing context and insight around the data.Key...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Nestle Operational Services Worldwide SA Full time

    Senior Financial AnalystNestle Operational Services Worldwide SA is seeking a highly experienced Senior Financial Analyst to join our team. As a key member of our finance department, you will play a crucial role in ensuring the accuracy, integrity, and reliability of financial information and reports. Your primary responsibilities will include:Key...

  • Senior Financial Solutions Analyst

    4 weeks ago

    New York, New York, United States Citigroup Inc Full time

    The Senior Financial Solutions Analyst is a key role within Citigroup Inc. that requires a seasoned professional with in-depth knowledge of financial solutions.The ideal candidate will have 5-7 years of experience in the financial services industry, with excellent relational and communication skills, and advanced Microsoft Office skills.The role involves...

  • Senior Financial Analyst

    2 weeks ago

    New York, New York, United States NBCUniversal Full time

    Job Title: Senior Financial AnalystJob Summary: NBCUniversal is seeking a highly skilled Senior Financial Analyst to join our team. As a key member of our financial team, you will be responsible for ad sales revenue projections, financial modeling, and analyses of NBCUniversal's Cable Entertainment networks.Responsibilities:Own ad sales revenue financial...

  • Senior Financial Analyst

    1 month ago

    New York, New York, United States Citigroup Inc Full time

    Job SummaryThe Senior Financial Analyst will play a key role in analyzing and managing the balance sheet, ensuring that the company's financial position is optimized. This individual will work closely with the finance team to develop and implement financial strategies, manage risk, and provide analytical support to senior...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Morning Brew Full time

    Morning Brew is a leading media company that provides in-depth business news and analysis. We are seeking a highly skilled Senior Analyst, FP&A, to join our team.The ideal candidate will have a strong background in financial analysis and planning, with experience in creating sales reports, assisting with month-end close activities, and building...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Templafy Full time

    Job Summary:We are seeking a highly skilled Senior Financial Analyst to join our Finance team at Templafy. This role is critical in conducting forecasting, budgeting, and financial modeling activities to support strategic decision-making. The Senior Financial Analyst will collaborate closely with the finance team, including the CFO, and department heads...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Nestle Operational Services Worldwide SA Full time

    Job SummaryNestle Operational Services Worldwide SA is seeking a highly skilled Senior Financial Analyst to join our team. As a Senior Financial Analyst, you will be responsible for preparing, analyzing, and reporting month-end and quarter-end financial data for Nestle Health Science US entities. You will provide support on financial reporting requirements...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Trustpilot Full time

    About the Role:We are seeking an experienced Senior Financial Analyst to join our team at Trustpilot. As a Senior Financial Analyst, you will be responsible for delivering fast, accurate, and insightful financial numbers to support and inform our business.Key Responsibilities:Develop and maintain financial models and forecasts to support strategic...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Blockchain Inc Full time

    We are seeking a highly skilled Senior Financial Analyst to join our team at Blockchain Inc. The ideal candidate will have a strong background in accounting and finance, with experience in managing general ledgers, reconciliations, and financial reporting.The Senior Financial Analyst will be responsible for:Managing and maintaining the general ledger,...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Fitch Group Full time

    Fitch Group is a global leader in financial information services with operations in more than 30 countries.We are seeking a Senior Financial Analyst to join our growing North American Non-Bank Financial Institutions Group.The successful candidate will work with senior members of the team on all aspects of the rating process, including responsibility for a...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Jobot Full time

    Competitive compensation and benefits packageThis is a fantastic opportunity to play a pivotal role in our company's financial operations. As a Senior Accountant, you will be responsible for overseeing and managing the Accounts Receivable Analyst, performing month-end closing procedures, and assisting in forecasting activities for revenue, billings, and...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Tao Group Hospitality Full time

    Job SummaryTao Group Hospitality is seeking a highly skilled Senior Financial Analyst to join our team. As a key member of our Financial Planning & Analysis department, you will be responsible for providing critical financial insights and analysis to support business decisions.Key ResponsibilitiesDevelop and maintain financial models to analyze business...

  • Senior Financial Planning Analyst

    4 weeks ago

    New York, New York, United States GemHarvest Executive Recruiting Full time

    Senior Financial Planning AnalystAbout the RoleGemHarvest Executive Recruiting is seeking a Senior Financial Planning Analyst to collaborate with a team of Lead Advisors in providing comprehensive financial planning services to high net worth and ultra high net worth clientele. This is a team-based, forward thinking and planning driven culture with an...

  • Senior Financial Analyst Position

    4 weeks ago

    New York, New York, United States Experis Full time

    Job Summary:We are seeking a Senior Financial Analyst to join our team at Experis. As a Senior Financial Analyst, you will be responsible for preparing financial reports, submitting budgets, and supporting key budget and finance processes.Key Responsibilities:Prepare financial reports and submit budgetsSupport key budget and finance processesCollaborate with...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States MediaMonks Full time

    About the RoleThe Senior Accountant/Analyst will work directly with the North America Content CFO to manage the monthly financial reporting packages for internal review and consolidation. The individual must have a strong knowledge of financial reporting and accounting standards and be prepared to identify performance trends vs budgets. The Senior Accountant...

  • Senior Financial Analyst

    4 weeks ago

    New York, New York, United States Hunt Corporation Full time

    Senior Financial AnalystReporting to the President of Hunt Capital Management, the Senior Vice President Underwriting will lead the financial analysis and underwriting of real estate capital structure products, such as credit, preferred and equity instruments for commercial and residential real estate investments.Key Responsibilities:Leads the financial...