Compliance Risk Analyst

Risk Assessment and Mitigation StrategiesThe Senior Analyst, Risk & Governance will play a critical role in assessing risks across various business functions and developing strategies to mitigate these risks. This includes conducting thorough risk assessments, identifying potential risks, both internal and external, and developing action plans to address...

The Ideal CandidateWe're looking for an experienced Security Compliance Analyst who can:Develop and maintain comprehensive compliance frameworks.Collaborate with cross-functional teams to implement and mature controls.Communicate progress and issue resolution to management and stakeholders.Familiarity with cloud computing/architecture, such as AWS, is highly...

As a Senior Business Analyst in our Investment Management Governance Office, you will be part of a high-performing team dedicated to delivering exceptional results. Your primary responsibility will be to analyze and evaluate current risk management practices relating to Fiduciary activities across the organization, ensuring compliance with regulatory...

Michael Page is a leading recruitment agency that specializes in connecting professionals with top-tier financial institutions.Job OverviewThe Compliance Monitoring & Testing Analyst will play a critical role in evaluating the bank's adherence to regulatory requirements and internal policies. This involves conducting reviews, identifying risks, and...

Parallel Markets is seeking a skilled Compliance Review Analyst to help onboard investors and verify documentation efficiently. As a Compliance Review Analyst, you will review accreditation applications, assess risk, communicate with clients, and work closely with customers to resolve issues in a manner that promotes customer satisfaction and retention.The...

Compliance and Security AnalystAxionius is a leader in cybersecurity solutions, dedicated to helping businesses navigate the complexities of cybersecurity compliance and risk management. We are seeking a highly skilled Compliance and Security Analyst to join our team.About the RoleProactively manage compliance activities by ensuring timely responses to risk...

Job DescriptionWe are seeking a highly organized and detail-oriented Compliance Support Analyst to join our Third-Party Risk and Compliance team. The ideal candidate will have a strong understanding of compliance risks and regulations, as well as excellent analytical and communication skills.The Compliance Support Analyst will perform daily activities...

Citigroup, Inc. seeks a skilled Senior Compliance Analyst to join its Banking and International Compliance Risk Management (ICRM) programs team.Job DescriptionThe successful candidate will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Assist in the...

Guggenheim Securities is seeking a highly skilled Compliance Monitoring and Testing Analyst to join its Compliance team. The primary objective of this role is to assess business activities and support functions for compliance with applicable laws, regulations, and internal policies and procedures.">Collaborate with compliance partners to develop, implement,...

About the RoleThis is an exciting opportunity to join the Mayors Office of Risk Management and Compliance as a Senior Policy Analyst.In this role, you will be responsible for leading and coordinating key projects to identify and assess operational and financial risks, compliance mandates, and opportunities for improvement.You will work closely with City...

About the RoleWe are seeking a highly skilled Risk Management Analyst to join our team in New York City. The ideal candidate will have a strong background in finance and risk management, with experience in monitoring liquidity risks and compliance with regulatory requirements.The successful candidate will be responsible for monitoring liquidity risks,...

Required Skills and QualificationsWe seek candidates with a Bachelor's degree at the time of hiring and previous internship experience in finance or banking. A sound understanding of risk management concepts, such as trading/book market risk and counterparty credit risk management, regulatory compliance, financial/banking industry knowledge, and bilingual...

As a Risk Management Analyst at SCOR, you will work with underwriters to understand and assess risk profiles. This role involves using both quantitative and qualitative analytical skills to determine appropriate price, terms, and conditions of a policy. Your responsibilities will include ensuring proper file documentation and compliance, as well as assisting...

The Role: Regulatory Compliance Senior AnalystResponsibilities and RequirementsDriving the continued development and future maintenance and improvements of Wellington's Investment Company Act compliance program, and ongoing support of Wellington's growing funds businessProviding regulatory risk management advice and support, including policies & procedures,...

About the PositionWe are seeking a highly skilled Financial Risk Analyst to join our team at Barclays. As a key member of our risk management function, you will be responsible for analyzing and assessing market risk across various asset classes.You will work closely with traders and senior leadership teams to identify and escalate critical risk issues or...

Company OverviewNewtekOne is a financial holding company that provides a wide range of business and financial solutions under the Newtek brand to the small- and medium-sized business market. The company has been serving its clients since 1999, offering state-of-the-art, cost-efficient products and services to help them grow their sales, control their...

**About the Role**We are seeking an experienced IT Risk Management Analyst to join our team at System One. The successful candidate will support the design, implementation, management, and monitoring of technology risk controls.Responsibilities:Develop and maintain governance structures for technology risk managementConsolidate and populate Technology Risk...

About the RoleAs a Compliance Analyst, you will be responsible for reviewing and analyzing outside counsel guidelines and engagement contracts. You will work closely with the Associate General Counsel and Risk Attorneys to provide responses to client questionnaires and requests for proposals (RFPs).You will also assist with the audit letter inquiry process...

Job DescriptionThe Compliance Monitoring and Testing Analyst will play a critical role in ensuring the Firm's compliance with applicable laws, regulations, and internal policies and procedures. This position requires a high degree of analytical and problem-solving skills, as well as excellent communication and interpersonal skills.Develop and implement...

Job SummaryWe are seeking an experienced Information Risk Analyst to join our team at Adobe. The successful candidate will be responsible for assessing and mitigating information risk across the organization. This will involve identifying potential threats, vulnerabilities, and risks, and developing strategies to mitigate them.Key ResponsibilitiesThe...