KYC/AML Compliance Specialist

Job Title: AML/KYC Screening AnalystOppenheimer & Co. Inc. is seeking a highly motivated and detail-oriented AML/KYC Screening Analyst to join our Compliance Department. As a key member of our team, you will play a critical role in detecting and investigating potential money laundering, preventing terrorist-financing, and ensuring the firm's compliance with...

Job Title: AML Compliance SpecialistAbout Us:Galaxy Digital is a leading digital asset and blockchain company that provides platform solutions for institutions, startups, and individuals. Our vision is to create a society where value and ownership flow as freely as information.Job Summary:We are seeking an experienced AML Compliance Specialist to join our...

Job Title: AML Compliance SpecialistOppenheimer & Co. Inc. is seeking a highly motivated and detail-oriented AML Compliance Specialist to join our team. As a key member of our Compliance Department, you will play a critical role in ensuring the firm's adherence to anti-money laundering regulations and laws.Responsibilities:Review and analyze alerts to...

Job Summary:Oppenheimer & Co. Inc. is seeking a highly motivated and detail-oriented AML/KYC Screening Analyst to join our Compliance Department. As a key member of our team, you will be responsible for reviewing alerts to determine false positives/positive matches for negative news, PEP (politically-exposed persons), sanctions, and internal watch-lists. You...

Job Title: AML KYC Escalation CoordinatorJob Summary:The Client Experience team within the Global Markets line of business is seeking a highly skilled AML KYC Escalation Coordinator to join their team. As a key member of the team, you will be responsible for resolving client issues across business sectors and regions related to Know Your Client (KYC)...

Compliance Vice President RoleAt Galaxy Digital, we are seeking a highly skilled Compliance Vice President to maintain our robust compliance program across all business lines, including Trading, Lending, and Asset Management. This role will focus on various aspects of KYC (Know Your Customer) and AML (Anti-Money Laundering) activities, including evaluation...

Job Title: AML / OFAC Compliance Officer / Advisory (Financial Security)Description:This role is part of the Advisory team within the Financial Security department at Crédit Agricole CIB. The primary responsibilities include reviewing and validating high-risk KYC files, providing AML and/or sanctions-related guidance to Bank staff on proposed transactions,...

Description du posteSummary:This position is part of the Advisory group within the Financial Security team at Crédit Agricole CIB. The main responsibilities include reviewing and validating high-risk KYC files, providing AML and/or sanctions-related guidance to Bank staff on proposed transactions, and ensuring compliance with Bank Secrecy Act and USA...

About the RoleWe are seeking a highly skilled Compliance Vice President to join our team at Galaxy USA. As a key member of our compliance program, you will be responsible for maintaining our robust compliance policies and procedures across all business lines, including Trading, Lending, and Asset Management.Key ResponsibilitiesRemediate and draft policies...

Job Description:The Client Experience team within the Global Markets line of business is seeking a highly skilled AML KYC Escalation Coordinator to join their team. As a key member of the team, you will be responsible for resolving client issues across business sectors and regions related to KYC requirements.Key Responsibilities:Work closely with the GM KYC...

Job Summary:The Global Markets Client Experience AML KYC Escalation Coordinator will play a crucial role in resolving client issues across business sectors and regions related to KYC requirements. This position will work closely with the GM KYC Client Outreach team to assist with requirement clarifications and escalations.Key Responsibilities:• Main point...

Job Description:Candidate will be a part of the Client Experience team within the Global Markets (GM) line of business. The Client Experience team is the front line unit who works with clients and internal partners to enhance the client experience, including Know Your Client (KYC) periodic refresh and remediation processes. We work in close collaboration...

Job SummaryIDB Bank is seeking a highly skilled Compliance Quality Assurance Specialist to join our team. As a key member of our Compliance department, you will be responsible for conducting quality assurance testing on AML investigations, sanctions, due diligence, and KYC to ensure compliance with regulatory requirements.Key Responsibilities:Conduct QA...

Job Summary:This role is part of the Advisory team within the Financial Security department at Crédit Agricole CIB. The main responsibilities include reviewing and validating high-risk KYC files, providing AML and/or sanctions guidance to bank staff on proposed transactions, and ensuring compliance with Bank Secrecy Act and USA Patriot Act regulations.Key...

Job Title: KYC Team Lead/SupervisorOppenheimer & Co. Inc. is seeking a highly skilled KYC Team Lead/Supervisor to join our Compliance Team in our New York office.Job Summary:The successful candidate will be responsible for supervising and supporting a team of KYC Officers in their daily duties, ensuring that all foreign and high-risk accounts are thoroughly...

Job SummaryThe BSA/AML Compliance Specialist will be responsible for ensuring the organization's adherence to the BSA and AML regulations. This role involves conducting detailed reviews of customer accounts, transactions, and activities to identify potential suspicious behavior, as well as ensuring that the company's policies and procedures are aligned with...

About the RoleWe are seeking an experienced Associate Director to lead our U.S. KYC Periodic Refresh team. As a key member of our Global Banking and Markets division, you will be responsible for managing a team of staff in the completion of U.S. KYC periodic refresh, including US KYC / AML, FINRA rules, FATCA and other regulations impacting US Businesses.Key...

Job SummaryWe are seeking an experienced Associate Director to lead our U.S. KYC Periodic Refresh team. The successful candidate will have a strong background in financial services and regulatory compliance, with a focus on customer refresh in the US.Key ResponsibilitiesManage a team of staff in the completion of U.S. KYC periodic refresh, including US KYC /...

Job Title: AML AnalystLocation: New York City, NYType: Long-term ContractKey Responsibilities: Conduct thorough investigations across various referral channels, including fraud escalations, negative news, and transaction monitoring. Develop and maintain strong analytical skills to identify and mitigate financial crime risks. Collaborate with branch and...

Job Title: AML Analyst Location: New York City, NY Type: Long-term ContractKey Responsibilities: Conduct thorough investigations across various referral channels, including fraud escalations, negative news, and transaction monitoring. Develop and maintain strong analytical skills to identify and mitigate financial crimes. Collaborate with branch and business...