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Fairfield, Iowa, United States Cambridge Investment Research (USA) Full timeJob Description:We are looking for a highly experienced and skilled Senior Supervisor of Operations and Compliance to join our team at Cambridge Investment Research (USA). As an Operations Risk Manager, you will be responsible for leading our Operations Risk team and driving risk mitigation strategies across the service organization.Your primary focus will...
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Fairfield, Iowa, United States Cambridge Investment Research (USA) Full timeOverviewAbout Us: Cambridge Investment Research, Inc. stands as one of the nation's premier independent financial solutions firms, dedicated to empowering independent financial advisors and their clients. At Cambridge, we cultivate an inclusive, dynamic environment that thrives on innovation, collaboration, and growth. Our team is driven by a shared...
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Risk Oversight Specialist
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Fairfield, Iowa, United States Cambridge Investment Research (USA) Full timeAbout Us:Cambridge Investment Research (USA) is a top independent financial solutions firm committed to fostering an inclusive and dynamic work environment where innovation, collaboration, and growth are encouraged.We are seeking a dedicated and experienced Operations Risk Manager to join our team, someone who can provide strong leadership to the Ops Risk...
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Financial Services Supervisor
7 days ago
- Oversee error resolution processes, including handling letters of indemnity.
- Monitor and manage money movement activities to ensure compliance and mitigate risks.
- Conduct activity reviews related to client death to ensure proper handling and risk management.