Senior Attorney, Annuity Sales and Compliance
3 days ago
Talcott Financial Group, a leading international life insurance group, is seeking an experienced attorney to support its sales efforts and provide expert legal counsel on SEC regulations and compliance.
Key Responsibilities:- Conduct research and provide guidance on SEC rules and filings related to registered products, including variable annuities, UITs, and other products.
- Oversee and/or assist with SEC filings, potentially drafting and seeking No-Action Letters and meeting with SEC personnel on novel matters.
- Provide expert legal advice on various matters related to individual annuities, with an initial focus on MYGAs, FIAs, and distribution through IMOs.
- Ensure products and operations are in compliance with insurance regulations, suitability, and contract terms.
- Support the organization in building its retail franchise, providing legal and business advice and support to the annuity retail platform.
- Draft, review, and negotiate commercial contracts and agreements related to annuity contracts, including sales, underwriting, issuance, and administration.
- Juris Doctor (JD) degree from an accredited law school.
- Admission to practice law in the relevant jurisdiction and in good standing.
- Minimum of 5 years of experience in SEC regulatory work, with familiarity with individual annuities and UITs or other Investment Company structures.
- Strong understanding of insurance coverages, annuity contracts, and industry regulations.
- Self-reliant, capable of quickly learning new concepts, thinking creatively and critically, agile and adaptable to changing needs and challenges of a fast-paced company.
- Results-oriented, able to work under tight deadlines in a high-performance environment.
- Excellent communication and interpersonal skills, with the ability to collaborate with various stakeholders at all levels within the organization and external partners.
Talcott Financial Group is an equal employment and affirmative action employer. All qualified applicants will receive consideration without regard to race, color, sex, religion, age, national origin, disability, veteran status, sexual orientation, gender identity or expression, marital status, ancestry or citizenship status, genetic information, pregnancy status or any other characteristic protected by law. Talcott Financial Group maintains a drug-free workplace and is committed to building inclusion and leveraging diversity.
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