Capital Markets Risk Management Leader
2 weeks ago
We are seeking a highly skilled Manager to join our Advisory Services practice. As a key member of our team, you will be responsible for leading and delivering complex projects, developing frameworks and methodologies, and providing expert advice to clients.
Key Responsibilities:- Develop and implement risk management frameworks and methodologies for compliance, supervisory, operational, and regulatory risk programs.
- Review and assess client policies, procedures, processes, and controls against leading practice and industry frameworks.
- Plan and execute client engagements, focusing on regulatory compliance, supervision, surveillance, conduct risk, operational risk, operational resilience, third-party risk assessments, and other risk programs.
- Engage and lead in go-to-market and business development efforts, including proposal preparation and client presentations.
- Contribute to project management and administration, including contracting and budget management, and managing day-to-day client relationships.
- Minimum five years of related work experience in a regulatory compliance and/or risk management function, capital markets organization, regulatory agency, or consulting firm.
- Bachelor's degree from an accredited college/university or equivalent work experience.
- Minimum two years of experience with SEC, FINRA, CFTC, NFA, or other capital markets regulator examinations, enforcement, or policy making direct work at one of these regulatory bodies is strongly preferred.
- Familiarity with leading and executing large or complex projects, proficiency in executing project management, and strong leadership and communication skills.
KPMG is an affirmative action-equal opportunity employer. We comply with all applicable federal, state, and local laws regarding recruitment and hiring. All qualified applicants are considered for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, citizenship status, disability, protected veteran status, or any other category protected by applicable federal, state, or local laws.
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