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Senior Analyst in Model Compliance and Governance

2 months ago

Chicago, Illinois, United States Interactive Brokers Full time
About Interactive Brokers

This is a hybrid role (three days in the office/two days remote).

Interactive Brokers Group is a leader in trading innovation, recognized for our commitment to technology and excellence in the financial services sector. We continuously strive to provide our clients with a superior trading platform that features advanced functionalities at competitive costs. Our dedication to software development is evident in our industry-leading brokerage services.

We are seeking a Model Governance and Risk Senior Analyst to join our team. This role offers significant growth opportunities for driven and exceptional individuals. The selected candidate will report to a Model Governance Manager and play a vital role in ensuring compliance with both regional and global regulations concerning anti-terrorist financing, sanctions, AML, and securities laws as they pertain to Model Governance and Risk.

Key Responsibilities:
  • Perform testing and optimization for AML and Trade Surveillance Reports/Models.
  • Execute performance evaluations of machine learning (ML) and artificial intelligence (AI) models.
  • Validate algorithms and programming logic using Python, SQL, and Java.
  • Develop scripts in Python and SQL for quantitative analysis of financial crime data and data quality assessments.
  • Independently develop ML and other models as needed for validation or internal research.
  • Create and maintain documentation for tuning reports, schedules, and data analyses.
  • Review ML/AI model documentation to ensure alignment with governance procedures and regulatory standards during testing and tuning.
  • Formulate and update model tuning strategies.
  • Maintain the model governance framework and all associated documentation.
  • Engage with key stakeholders in model governance and regional leadership to ensure effective oversight of model identification, development, usage, and evaluation processes.
  • Assess model documentation for completeness against established program standards and templates.
Preferred Qualifications:
  • Bachelor's degree in a quantitative field (e.g., computer science, physics, mathematics, or engineering).
  • Minimum of 3 years of practical experience in programming and/or ML/AI implementation.
  • Basic understanding of AML risks and Trade Surveillance principles.
  • Ability to convey technical information to a non-technical audience.
  • Intermediate proficiency in programming languages: Python and SQL.
  • Intermediate knowledge of ML/AI concepts, including model algorithms, feature importance, and sensitivity analysis (precision-recall).
  • Familiarity with Java and Python libraries (e.g., scikit-learn, Plotly, catboost, seaborn).
  • Capability to work autonomously and collaboratively while effectively prioritizing tasks in a dynamic environment.
To excel in this role, you will possess:
  • Self-motivation and the ability to manage tasks with minimal oversight.
  • Exceptional analytical and problem-solving abilities.
  • Strong collaboration and communication skills (both verbal and written).
  • Outstanding organizational and time management capabilities.
Company Benefits & Perks:
  • Competitive salary, annual performance-based bonuses, and stock grants.
  • 401(k) retirement plan with a competitive company match.
  • Comprehensive health and wellness benefits, including medical, dental, and vision coverage, along with a company-paid medical premium.
  • Wellness screenings, health coaching, and counseling services through an Employee Assistance Program (EAP).
  • Generous paid time off and parental leave policies.
  • Daily lunch allowance and a fully stocked kitchen with healthy snack options.
  • Corporate events, including team outings, dinners, volunteer activities, and sports teams.
  • Education reimbursement and opportunities for professional development.
  • Modern office environments equipped with multi-monitor setups.
Company Overview:

Interactive Brokers Group, Inc. is a global financial services firm headquartered in Greenwich, CT, USA, with a presence in over 15 countries. With a legacy of financial innovation spanning more than four decades, we are renowned for our cutting-edge technology and commitment to client service. Our affiliates provide round-the-clock electronic brokerage services across various asset classes to clients in over 200 countries and territories. We cater to individual investors and institutions, including financial advisors, hedge funds, and introducing brokers. Our advanced technology, competitive pricing, and global market access empower our clients to maximize their investment potential. Barron's has recognized Interactive Brokers as the top online broker for six consecutive years. Join our dynamic, multi-national team and contribute to a company that enhances financial opportunities through state-of-the-art technology.