Fund Compliance Director
2 weeks ago
Compliance Officer Job Description
**Job Summary:**
We are seeking a highly skilled Compliance Officer to join our team at SS&C Technologies Holdings, Inc. As a key member of our compliance team, you will be responsible for ensuring the fund and investment company clients comply with regulatory requirements.
**Key Responsibilities:**
* Ensure fund and investment company clients comply with regulatory requirements
* Act in the capacity of Chief Compliance Officer for certain investment company clients
* Collaborate with the compliance team to develop and implement compliance policies and procedures
* Conduct regular audits and reviews to ensure compliance with regulatory requirements
**Requirements:**
* Strong knowledge of regulatory requirements and compliance policies
* Excellent communication and interpersonal skills
* Ability to work in a fast-paced environment and prioritize multiple tasks
* Bachelor's degree in a related field
**What We Offer:**
* Competitive salary and benefits package
* Opportunities for professional growth and development
* Collaborative and dynamic work environment
**How to Apply:**
If you are a motivated and detail-oriented individual with a passion for compliance, please submit your application.
-
Chief Compliance Officer for Investment Funds
1 month ago
Denver, Colorado, United States ALPS Fund Services, Inc. Full timeChief Compliance Officer for Investment Funds - HYBRIDLocation: Various Locations | HybridAbout the Role:This position serves as the Chief Compliance Officer for select investment company clients. The primary duty is to ensure adherence to Rule 38a-1 of the Investment Company Act of 1940, safeguarding compliance across fund and service providers.Key...
-
Chief Compliance Officer for Investment Funds
1 month ago
Denver, Colorado, United States ALPS Fund Services, Inc. Full timeChief Compliance Officer for Investment Funds - HYBRIDLocation: HybridAbout the Role:This role serves as the Chief Compliance Officer for specific investment company clients. The primary focus is to ensure adherence to compliance regulations as stipulated in Rule 38a-1 of the Investment Company Act of 1940.Key Responsibilities:Manage and update the...
-
Chief Compliance Officer for Investment Funds
1 month ago
Denver, Colorado, United States ALPS Fund Services, Inc. Full timeChief Compliance Officer for Investment Funds - HYBRIDLocation: HybridAbout the Role:This role serves as the Chief Compliance Officer for select investment company clients. The primary focus is to ensure adherence to compliance standards as outlined in Rule 38a-1 of the Investment Company Act of 1940.Key Responsibilities:Oversee the development and updates...
-
Chief Compliance Officer for Investment Funds
1 month ago
Denver, Colorado, United States ALPS Fund Services, Inc. Full timeChief Compliance Officer for Investment Funds - HYBRIDLocation: HybridTeam Overview:This role serves as the Chief Compliance Officer for select investment company clients. The primary focus is to ensure adherence to Rule 38a-1 of the Investment Company Act of 1940 by both the funds and their service providers.Key Responsibilities:Oversee the development and...
-
Chief Compliance Officer for Investment Funds
1 month ago
Denver, Colorado, United States ALPS Fund Services, Inc. Full timeChief Compliance Officer for Investment Funds - HYBRIDLocation: Various Locations | HybridAbout the Role:This role is designed for a seasoned professional to serve as the Chief Compliance Officer for select investment company clients. The primary focus will be to ensure adherence to Rule 38a-1 of the Investment Company Act of 1940 by both the funds and their...
-
Chief Compliance Officer for Investment Funds
1 month ago
Denver, Colorado, United States ALPS Fund Services, Inc. Full timeChief Compliance Officer for Investment Funds - HYBRIDLocation: HybridAbout the Role:This role is pivotal as the Chief Compliance Officer for select investment company clients. The primary focus will be to ensure adherence to Rule 38a-1 of the Investment Company Act of 1940 by both the funds and their service providers.Key Responsibilities:Manage and update...
-
Fund Chief Compliance Officer
2 weeks ago
Denver, Colorado, United States ALPS Fund Services, Inc. Full timeJob SummaryWe are seeking a highly experienced Chief Compliance Officer to join our team at ALPS Fund Services, Inc. This role will be responsible for ensuring the compliance of our investment company clients with regulatory requirements.Key ResponsibilitiesOversee the maintenance and updates of Compliance Programs and Summaries of Service Provider...
-
Private Equity Fund Accounting Manager
1 week ago
Denver, Colorado, United States Gen II Fund Services Full timePrivate Equity Fund Accounting Manager Job DescriptionGen II Fund Services, LLC is seeking a highly skilled Private Equity Fund Accounting Manager to join our team. As a key member of our operations team, you will be responsible for managing the financial reporting and accounting functions for our private equity fund clients.Key Responsibilities:Manage the...
-
Chief Compliance Officer
2 weeks ago
Denver, Colorado, United States SS&C Technologies Full timeJob Title: Chief Compliance Officer - Fund GovernanceSS&C Technologies is seeking a seasoned Chief Compliance Officer to join our team in Boston, CO; Coral Gables, FL; Dallas, TX; Denver, CO; Dublin, OH; Kansas City, MO; New York, NY; Union, NJ. As a key member of our compliance team, you will be responsible for ensuring the compliance of our investment...
-
Chief Compliance Officer
4 weeks ago
Denver, Colorado, United States SS&C Technologies Full timeAbout the RoleSS&C Technologies is seeking a highly experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring the compliance of our investment company clients with regulatory requirements.Key ResponsibilitiesOversee the maintenance and updates of assigned funds' Compliance Programs and...
-
Chief Compliance Officer
4 weeks ago
Denver, Colorado, United States SS&C Full timeJob DescriptionJob Title: Chief Compliance Officer - Fund SpecialistLocation: Hybrid Work ModelAbout the Role:We are seeking a highly experienced Chief Compliance Officer to join our team at SS&C. As a key member of our compliance team, you will be responsible for ensuring that our investment company clients comply with regulatory requirements, including...
-
Chief Compliance Officer
1 month ago
Denver, Colorado, United States SS&C Full timeJob SummarySS&C is a leading provider of investment and financial services and software for the financial services and healthcare industries. As a Chief Compliance Officer - Fund Specialist, you will play a critical role in ensuring the compliance of our investment company clients with regulatory requirements.Key ResponsibilitiesOversee the maintenance of...
-
Private Equity Fund Accounting Manager
4 weeks ago
Denver, Colorado, United States Gen II Fund Services Full timeAbout the RoleWe are seeking a highly skilled Private Equity Fund Accounting Manager to join our team at Gen II Fund Services, LLC. As a key member of our team, you will be responsible for overseeing the accounting and operations of our private equity funds.Key ResponsibilitiesWork closely with our Director/Managing Director to manage daily fund...
-
Private Equity Fund Accounting Manager
2 weeks ago
Denver, Colorado, United States Gen II Fund Services LLC Full timePrivate Equity Fund Accounting SupervisorGen II Fund Services, LLC is seeking a highly skilled Private Equity Fund Accounting Supervisor to join our team. As a key member of our operations team, you will be responsible for overseeing the accounting and operations of our private equity funds.Key Responsibilities:Work closely with the Director/Managing...
-
Chief Compliance Officer
1 week ago
Denver, Colorado, United States SS&C Full timeJob Title: Chief Compliance Officer - Fund SpecialistSS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. As a Chief Compliance Officer - Fund Specialist, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key...
-
Director of Financial Planning and Analysis
4 weeks ago
Denver, Colorado, United States Colorado Enterprise Fund Inc Full timeJob Description**About the Role**The Colorado Enterprise Fund Inc is seeking a highly skilled Director of Financial Planning and Analysis to join our Finance and Data Strategy team. As a key player in our organization, you will be responsible for leading the planning and forecasting process, grant budgeting, compliance, and external stakeholder reporting...
-
Chief Compliance Officer
4 weeks ago
Denver, Colorado, United States SS&C Full timeJob SummaryWe are seeking a highly experienced Chief Compliance Officer to join our team at SS&C. As a key member of our compliance team, you will be responsible for ensuring that our investment company clients comply with regulatory requirements.Key ResponsibilitiesOversee the maintenance and updates of compliance programs and summaries of service provider...
-
Chief Investment Officer
2 weeks ago
Denver, Colorado, United States Gen II Fund Services Full timeJob Title: Managing DirectorGen II Fund Services, LLC is seeking a seasoned Managing Director to lead our Private Equity Fund Administration team. As a key member of our leadership team, you will be responsible for managing a team of Directors and Associate Directors, overseeing multiple sponsors, and ensuring the quality of client deliverables.Key...
-
Tax Administration Manager
4 weeks ago
Denver, Colorado, United States Ultimus Fund Solutions, LLC Full timeJob SummaryThe Tax Administration Manager is responsible for overseeing the mutual fund regulatory and tax reporting functions at Ultimus Fund Solutions, LLC. This role involves performing duties such as training and supervising team members, as well as ensuring that fund objectives are met for the clients of the company.Key ResponsibilitiesTax...
-
Strategic Financial Planner
1 month ago
Denver, Colorado, United States Colorado Enterprise Fund Inc Full timeJob Description**About the Role**The Director of Financial Planning and Analysis will play a key role in the Finance and Data Strategy team at Colorado Enterprise Fund Inc. This team is responsible for providing data-enriched financial storytelling that informs the organization's strategy and optimizes its resource decisions.**Key Responsibilities**Lead the...