Senior Paralegal and Compliance Specialist

3 days ago


Rockville, Maryland, United States finra Full time
Job Summary

We are seeking a highly skilled Senior Paralegal and Compliance Specialist to join our team at FINRA. The successful candidate will provide paralegal support to our Office of Oversight Liaison and Counsel attorneys and senior management.

Key Responsibilities
  • Paralegal Support: Provide high-level paralegal support to attorneys and senior management, including drafting correspondence, summarizing complex requests, and preparing analysis of points of law and regulatory agreements.
  • Correspondence and Document Management: Draft, edit, and finalize legal correspondence, as well as manage government production file administration activities.
  • Metrics and Reporting: Track performance, draft summary outcomes of programs monitored by OLC attorneys, and assist in tracking and reporting of key performance indicators and other metrics.
  • Collaboration and Communication: Work closely with attorneys, senior management, and other stakeholders to ensure seamless communication and collaboration.
Requirements
  • Education: Bachelor's degree and a minimum of three (3) years of legal office experience as a paralegal.
  • Experience: Paralegal certificate or equivalent preferred. Experience working in a law firm or corporate legal or compliance preferred.
  • Skills: Excellent writing and editing skills, excellent planning, organization, and communication skills, and proficiency in MS Office Suite products.
Work Environment
  • Work Conditions: Must use a computer daily. Some extended hours may be required. Work is normally performed in a hybrid office environment.
  • Physical and Mental Demands: Must possess ability to work under pressure, meet deadlines, and juggle multiple tasks efficiently and accurately.


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