Regulatory Compliance Specialist

2 days ago


Greenville, South Carolina, United States TD Bank, N.A. Full time

Job Summary:

The Regulatory Compliance Testing Specialist plays a key role in ensuring the effectiveness of operational procedures and key controls over regulatory compliance. This position conducts independent, risk-based compliance testing to assess the Bank's compliance with consumer protection laws, rules, and regulations.

Key Responsibilities:

  • Conducts skilled analytical research and analysis to identify potential errors and areas for improvement.
  • Works collaboratively with Compliance and business line partners to develop and implement testing plans.
  • Provides expertise on Compliance controls and processes, and acts as a subject matter expert for regulations applicable to business partners.
  • Assists management in writing findings and presenting results to business line staff and senior management.
  • Oversees and/or independently performs assigned work from end to end.

Requirements:

  • Undergraduate degree or equivalent work experience.
  • 5+ years of experience in regulatory compliance, testing, audit, or business operations.
  • Detail-oriented and well-developed organizational, time management, and project management skills.
  • Ability to work independently and as part of a team.
  • Strong verbal and written communication skills.
  • Ability to manage multiple tasks and competing priorities.

About TD Bank:

TD Bank, N.A. is one of the world's leading global financial institutions, with a commitment to delivering legendary customer experiences. We're a leader in customer experience, and we're innovating to enhance the customer experience and build capabilities to shape the future of banking.



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