Current jobs related to Financial Crime Prevention Auditor - Chicago, Illinois - Northern Trust

  • Financial Crime Prevention Specialist

    2 weeks ago

    Chicago, Illinois, United States BMO Financial Group Full time

    About Us:BMO Financial Group is committed to creating lasting, positive change for our customers, communities, and people. Our purpose, Boldly Grow the Good in business and life, drives us to innovate and push boundaries, transforming lives and businesses worldwide. We strive to help our customers achieve their goals while supporting the well-being of our...

  • Financial Crime Prevention Professional

    1 week ago

    Chicago, Illinois, United States The Symicor Group Full time

    Business Analysis RoleThe Symicor Group is a leading talent acquisition firm specializing in banking and accounting recruitment. We are seeking a highly skilled BSA/AML Compliance Analyst to join our team in the Chicago area. As a key member of our client's compliance department, you will play a critical role in analyzing and interpreting complex financial...

  • Investigations Analyst

    2 weeks ago

    Chicago, Illinois, United States BMO Financial Group Full time

    Job Description:This role is part of BMO Financial Group's efforts to prevent and manage financial crimes. As a member of our team, you will play a critical role in identifying, assessing, and reporting on activity indicating exposure to financial crimes. Your expertise and oversight of criminal risk will be essential in ensuring compliance and supporting...

  • Co-op/Internship: Financial Crimes Investigations

    2 weeks ago

    Chicago, Illinois, United States BMO Financial Group Full time

    Financial Crime Prevention Specialist:In this role, you will be responsible for preventing and managing financial crimes. You will conduct investigations to identify and assess financial crime risks, evaluate and document potential threats and investigations, and develop and maintain an understanding of financial crime management processes, frameworks, and...

  • Head of Financial Crime Compliance Americas

    4 days ago

    Chicago, Illinois, United States Marex Group Full time

    Financial Crime Compliance LeaderMarex is committed to mitigating risks related to financial crimes and criminal actors. The Financial Crime Compliance team partners with business teams to ensure controls are sufficient to mitigate financial crime risk.The Head of Transaction Monitoring and Investigations, Americas works closely with internal stakeholders,...

  • Anti-Financial Crime Specialist

    50 minutes ago

    Chicago, Illinois, United States beBee Careers Full time

    About the RoleThe Financial Integrity Manager will be responsible for overseeing the company's anti-financial crime program, ensuring compliance with all relevant regulations and laws. This includes developing and implementing strategies to prevent money laundering, terrorist financing, and other financial crimes.Key ResponsibilitiesServes as the company's...

  • Financial Crime Prevention Professional

    7 days ago

    Chicago, Illinois, United States LexisNexis Group Full time

    Company OverviewLicencee to operate in various countries including Europe. We aim to stay abreast of new developments and innovations that can benefit our customers.Job RequirementsExposure to Financial Crime Compliance.Technical Skills: Current API skills ideally using Rest or Soap, Proficiency in XML, JSON, Excel, Experience in data formats and...

  • Financial Crime

    3 weeks ago

    Chicago, Illinois, United States Diverse Lynx Full time

    Position: Financial Crime - Process Analyst Location: Remote Duration: FulltimeRequired Skill: Financial Crime - Process Analyst Applicants should exhibit strong investigative, analytical and writing skills. Must be able to exercise judgment within defined procedures and practices to determine appropriate action. The ability to manage multiple deadlines,...

  • Financial Crime

    3 weeks ago

    Chicago, Illinois, United States Diverse Lynx Full time

    Position: Financial Crime - Process Analyst Location: Remote Duration: FulltimeRequired Skill: Financial Crime - Process Analyst Applicants should exhibit strong investigative, analytical and writing skills. Must be able to exercise judgment within defined procedures and practices to determine appropriate action. The ability to manage multiple deadlines,...

  • Risk Management Associate, Financial Crimes

    2 weeks ago

    Chicago, Illinois, United States BMO Financial Group Full time

    Company Overview:BMO Financial Group is a leading financial institution that prioritizes creating lasting, positive change for our customers, communities, and people. Our purpose, Boldly Grow the Good in business and life, guides us to innovate and push boundaries, transforming lives and businesses worldwide.Salary:$41,715.00 - $63,700.00 per annum (salaried...

  • Financial Crimes Specialist

    3 days ago

    Chicago, Illinois, United States Marex Spectron Full time

    Marex Spectron's Financial Crime Compliance team works to mitigate risks related to financial crimes and criminal actors, partnering with business teams to ensure our controls are sufficient to mitigate the financial crime risk posed by our customer base and product offerings.The Head of Transaction Monitoring and Investigations will oversee the management...

  • Financial Crimes Investigator

    2 weeks ago

    Chicago, Illinois, United States CoinFlip Full time

    **Responsibilities and Qualifications**We're looking for a highly motivated and organized individual to join our Compliance team as a Financial Crimes Investigator. As a Financial Crimes Investigator, you will be responsible for monitoring activity enacted by CoinFlip customers, including completing activity reports, maintaining a ledger of these reports,...

  • Global Financial Crimes Specialist

    2 weeks ago

    Chicago, Illinois, United States Bank of America Full time

    Description : This job is responsible for supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial Crimes executives and managers with activities that support the identification, escalation and timely mitigation of compliance...

  • Anti-Financial Crime

    4 hours ago

    Chicago, Illinois, United States NinjaHoldings Full time

    NinjaHoldings was founded in 2017 by a team seeking to revolutionize the way everyday Americans interact with financial services. Through our CreditNinja and NinjaCard brands, we empower people overlooked by traditional financial institutions to take control of their finances via a full suite of digital banking and lending products, providing incentives and...

  • Financial Crime Specialist

    4 days ago

    Chicago, Illinois, United States FSA Full time

    Duties and ResponsibilitiesAs a Senior Financial Auditor/Investigator, your primary responsibilities will include:* Assisting attorneys or prosecutors in reviewing and analyzing financial records* Tracing proceeds, identifying assets and funds, and developing legal theories for cases* Preparing exhibits, graphs, charts, and summaries to assist prosecutors in...

  • Audit Specialist, Financial Crimes

    7 days ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Global Financial Crimes Investigator

    3 weeks ago

    Chicago, Illinois, United States Bank of America Full time

    Global Financial Crimes Investigator Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey; Jacksonville, Florida **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...

  • Global Financial Crimes Executive

    2 weeks ago

    Chicago, Illinois, United States Bank of America Full time

    Global Financial Crimes Executive - AML & Sanctions Risk Assessment Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Phoenix, Arizona; Chicago, Illinois; Jacksonville, Florida **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible...

  • Financial Crime Compliance Specialist

    2 weeks ago

    Chicago, Illinois, United States Jobleads-US Full time

    Capital One is seeking a Financial Crime Compliance Specialist to join its team. As a Financial Crime Compliance Specialist, you will be responsible for assessing internal trends, external regulatory, and law enforcement environments to make recommendations to understand risk areas and alter or add typologies in certain business areas.This role requires at...

  • Global Financial Crimes Manager

    7 days ago

    Chicago, Illinois, United States Bank of America Full time

    Description : This job is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk...

Financial Crime Prevention Auditor

3 weeks ago

Chicago, Illinois, United States Northern Trust Full time
About This Role

This is an exciting opportunity to join Northern Trust's audit team as a senior financial auditor. In this role, you will leverage your expertise to lead audits across various business units, ensuring thoroughness and accuracy in assessment.

You will analyze complex audit results, identifying areas for improvement and recommending process enhancements. Your collaboration with senior auditors and team leaders will be essential in developing comprehensive audit plans, taking into account risk factors and audit objectives.

  • Responsibilities:
  • Lead audits across various business units, ensuring thoroughness and accuracy in assessment.
  • Analyze complex audit results, identifying areas for improvement and recommending process enhancements.
  • Collaborate with senior auditors and team leaders to develop comprehensive audit plans, taking into account risk factors and audit objectives.
  • Conduct first-level reviews of planning documents, ensuring compliance with departmental standards.
  • Apply analytical skills to evaluate audit results, assessing the effectiveness of controls and providing recommendations for improvements.
  • Communicate audit status updates to business unit management and stakeholders.
  • Draft findings and recommendations for inclusion in audit reports and status updates.