Securities Investment Consultant
3 weeks ago
Saxony Securities, Inc. is a leading Broker-Dealer and Registered Investment Advisor (RIA) based in St. Louis, Missouri. We offer diverse financial solutions under one roof, empowering forward-thinking financial advisors to redefine independence without sacrificing ownership or control.
In this role, you will be responsible for managing a high volume of inbound trading and service-related calls, ensuring that all activities comply with regulatory requirements and firm policies.
Key Responsibilities:
- Manage a high volume of inbound trading and service-related calls, responding to client inquiries and resolving trade issues.
- Collaborate with team members to ensure efficient call management and resolution.
- Develop and maintain strong relationships with financial advisors and their clients.
- Ensure compliance with regulatory requirements and firm policies.
Estimated Salary: $70,000 - $90,000 per annum. Benefits include health insurance, retirement plan, and opportunities for professional growth and development.
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